LITE Form 144: Affiliate reports $2.46M in common stock sales

Company: LITE — Form 144 notice reporting proposed sales of common stock by an affiliate.

Rhea-AI Filing Summary

Company: LITE — Form 144 notice reporting proposed sales of common stock by an affiliate. The excerpt lists two recent sales by Matthew Sepe: 1,445 shares sold on 02/18/2026 for $860,670.76 and 2,705 shares sold on 02/17/2026 for $1,599,196.00. The filing also lists multiple classes of securities tied to compensation plans and grants with grant dates and share counts shown as issuer-held securities.

Insights

Securities Counsel

Routine Form 144 sale notices by an affiliate; disclosure-focused, not a company operational event.

The filing lists sale transactions by an affiliate, including 1,445 shares on 02/18/2026 and 2,705 shares on 02/17/2026, with dollar amounts provided. Form 144s are regulatory notices required before certain broker-dealer transactions.

Cash-flow treatment and whether sales proceeded via broker execution are not specified in the excerpt; subsequent public trade records or Form 4/5 may show completion.

Key Figures

Sale on 02/18/2026: 1,445 shares Sale on 02/17/2026: 2,705 shares Performance Shares (issuer-held): 845 shares +3 more

6 metrics

Sale on 02/18/2026 1,445 shares sold for $860,670.76 on 02/18/2026

Sale on 02/17/2026 2,705 shares sold for $1,599,196.00 on 02/17/2026

Performance Shares (issuer-held) 845 shares grant date 08/07/2025 listed as issuer security

Restricted Stock (issuer-held) 1,976 shares grant date 11/15/2024 listed as issuer security

Employee Stock Purchase Plan (issuer-held) 2,032 shares grant date 11/15/2019 listed as issuer security

Restricted Stock (issuer-held) 1,426 shares grant date 02/15/2025 listed as issuer security

Key Terms

Form 144, Performance Shares, Employee Stock Purchase Plan, Restricted Stock

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 08/07/2025 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Employee Stock Purchase Plan financial

"Common | 11/15/2019 | Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Restricted Stock financial

"Common | 11/15/2024 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

What does LITE's Form 144 filing disclose?

The Form 144 lists proposed sales by an affiliate, including 1,445 shares on 02/18/2026 for $860,670.76 and 2,705 shares on 02/17/2026 for $1,599,196.00. It also lists issuer-held compensation-related securities with grant dates.

Who is the reported seller in the LITE Form 144?

The excerpt names Matthew Sepe as the seller with an address at 1001 Ridder Park Drive, San Jose CA. The filing shows his two disclosed sale transactions on February 17 and 18, 2026.

Do the listed grant entries affect the registered amount being sold?

The grant entries (Performance Shares, Restricted Stock, ESPP) are listed as issuer-held securities with grant dates and counts; the excerpt does not state these are being sold via this Form 144.

Does Form 144 confirm the sales were completed?

Form 144 is a notice of proposed sale prior to certain transactions; the excerpt shows sale dates and amounts but does not by itself confirm settlement or execution details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 04:53 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001743176
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW SEPE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6279	5494125.00	77800000	05/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2025	Performance Shares	Issuer			845	08/07/2025	Not Applicable
Common	11/15/2024	Restricted Stock	Issuer			1976	11/15/2024	Not Applicable
Common	11/15/2019	Employee Stock Purchase Plan	Issuer			2032	11/15/2019	Cash
Common	02/15/2025	Restricted Stock	Issuer			1426	02/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW SEPE 1001 Ridder Park Drive San Jose CA 95131	Common	02/18/2026	1445	860670.76
MATTHEW SEPE 1001 Ridder Park Drive San Jose CA 95131	Common	02/17/2026	2705	1599196.00

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the purchase of Employee Stock Purchase Plan shares during the period of 11/15/2019 through 05/15/2024.
Date of Notice	05/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew Joseph Sepe
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)