Form 144: Morgan Stanley lists LITE award sales

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of issuer-held equity linked to LITE.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of issuer-held equity linked to LITE. The filing lists 506 Performance Shares08/21/2025 and 1,427 Restricted Stock02/15/2026. The form shows a filing date of 05/11/2026.

Insights

Equity Capital Markets Analyst

Form 144 notifies proposed affiliate sales of specific share lots.

The notice lists 506 Performance Shares08/21/2025) and 1,427 Restricted Stock02/15/2026), indicating planned dispositions by an affiliate through Morgan Stanley Smith Barney LLC. The filing date shown is 05/11/2026.

Cash‑flow treatment and aggregate proceeds are not disclosed in the excerpt; subsequent filings or trade reports would show execution details and actual volumes sold.

Key Figures

Performance Shares listed: 506 shares Restricted Stock listed: 1,427 shares Form filing date: 05/11/2026

3 metrics

Performance Shares listed 506 shares dated 08/21/2025

Restricted Stock listed 1,427 shares dated 02/15/2026

Form filing date 05/11/2026 filing date shown on the excerpt

Key Terms

Form 144, Performance Shares, Restricted Stock

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 08/21/2025 | Performance Shares | ISSUER | | | 506"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Restricted Stock financial

"Common | 02/15/2026 | Restricted Stock | ISSUER | | | 1427"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

FAQ

What does the Form 144 for LITE report?

The Form 144 reports proposed affiliate sales of specific equity awards. It lists 506 Performance Shares08/21/2025) and 1,427 Restricted Stock02/15/2026) and is filed on 05/11/2026.

Who is the broker handling the proposed sales for LITE?

The broker listed is Morgan Stanley Smith Barney LLC. The filing shows their address as 1 New York Plaza, 8th Floor, New York, NY 10004 and identifies transactions routed through NASDAQ.

What securities types are included in the LITE Form 144?

The notice includes two issuer-held award types: Performance SharesRestricted Stock

When was the Form 144 filed for the LITE-related sales?

The excerpt shows a filing date of 05/11/2026. That date is presented alongside other filing fields in the provided content.

Does the Form 144 excerpt state proceeds or prices for the sales?

No. The provided excerpt does not disclose sale prices or aggregate proceeds. It lists award counts and dates but does not state dollar amounts or execution details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/11/2026 - 04:13 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001570465
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	JAE KIM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1933	1838263.67	77800000	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/21/2025	Performance Shares	ISSUER			506	08/21/2025	Not Applicable
Common	02/15/2026	Restricted Stock	ISSUER			1427	02/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/11/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jae Kyung Kim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)