Lumentum officer plans $10.2M stock sale

Lumentum Holdings Inc. (LITE) received a Form 144 notice indicating that officer Jae Kim plans to sell up to 12,000 shares of common stock through Morgan Stanley Smith Barney LLC.

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) received a Form 144 notice indicating that officer Jae Kim plans to sell up to 12,000 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate value of 10231015.55 for these shares and identifies NASDAQ as the trading market.

The 12,000 shares comprise 8,211 performance shares dated 08/17/2026 and 3,789 restricted stock shares dated 08/23/2026. The notice also reports prior sales in the past three months totaling 3,270 shares for proceeds of 2818450.66.

Key Figures

Shares to be sold: 12000 shares Aggregate value of shares to be sold: 10231015.55 Performance shares to be sold: 8211 shares +5 more

8 metrics

Shares to be sold 12000 shares Total common shares listed for sale by Jae Kim under Form 144

Aggregate value of shares to be sold 10231015.55 Aggregate value associated with the 12,000 common shares

Performance shares to be sold 8211 shares Common stock, Performance Shares, dated 08/17/2026

Restricted stock to be sold 3789 shares Common stock, Restricted Stock, dated 08/23/2026

Shares sold 08/20/2026 1904 shares Common shares sold by Jae Kim on 08/20/2026

Proceeds 08/20/2026 1576169.28 Aggregate proceeds from 1,904 shares sold on 08/20/2026

Shares sold 08/18/2026 1366 shares Common shares sold by Jae Kim on 08/18/2026

Proceeds 08/18/2026 1242281.38 Aggregate proceeds from 1,366 shares sold on 08/18/2026

Key Terms

Rule 144, Performance Shares, Restricted Stock, Securities To Be Sold

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Performance Shares financial

"Common | 08/17/2026 | Performance Shares | ISSUER"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Restricted Stock financial

"Common | 08/23/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold financial

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lumentum Holdings Inc. (LITE) disclose in this Form 144 filing?

The filing states that officer Jae Kim intends to sell up to 12,000 shares of Lumentum Holdings Inc. common stock through Morgan Stanley Smith Barney LLC, with an aggregate value listed as 10231015.55, and identifies NASDAQ as the trading market.

How many LITE shares does Jae Kim plan to sell and in what forms?

Jae Kim plans to sell a total of 12,000 common shares of Lumentum Holdings Inc., consisting of 8,211 performance shares dated 08/17/2026 and 3,789 restricted stock shares dated 08/23/2026, as disclosed in the Form 144 notice.

What prior LITE share sales by Jae Kim are reported in the last three months?

The notice reports that Jae Kim sold 1,904 common shares on 08/20/2026 for 1576169.28 and 1,366 common shares on 08/18/2026 for 1242281.38, totaling 3,270 shares and aggregate proceeds of 2818450.66 over the past three months.

Which broker is named for the planned LITE share sales in this Form 144?

The planned sales of Lumentum Holdings Inc. common stock are listed under the broker Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What is the purpose of the Form 144 filed for Lumentum Holdings Inc. (LITE)?

The Form 144 notice states the proposed sale of restricted or control securities of Lumentum Holdings Inc. by officer Jae Kim, including performance shares and restricted stock, as required under Rule 144 for such planned sales.

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Available on EDGAR 08/25/2026 - 04:19 PM EDT Accepted by SEC EDGAR 08/25/2026 - 04:19 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001570465
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	JAE KIM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	12000	10231015.55	89700000	08/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/17/2026	Performance Shares	ISSUER			8211	08/17/2026	Not Applicable
Common	08/23/2026	Restricted Stock	ISSUER			3789	08/23/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAE KIM 1001 Ridder Park Drive San Jose CA 95131	Common	08/20/2026	1904	1576169.28
JAE KIM 1001 Ridder Park Drive San Jose CA 95131	Common	08/18/2026	1366	1242281.38

144: Remarks and Signature

Remarks
Date of Notice	08/25/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jae Kyung Kim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)