Form 144: Proposed sale of 1,578 LITE common shares

Issuer: Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice related to proposed sales of Common stock on NASDAQ.

Rhea-AI Filing Summary

Issuer: Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice related to proposed sales of Common stock on NASDAQ. The filing lists 1,578 shares tied to restricted stock dated 11/17/2024 and references a sale entry for Pamela Fletcher of 1,577 shares on 05/14/2026.

Insights

Securities Compliance Attorney

Form 144 notice of proposed affiliate sale of common restricted shares.

The filing records proposed sale activity for Common stock, including 1,578 shares linked to restricted stock dated 11/17/2024. It also notes a near‑matching sale line for Pamela Fletcher of 1,577 shares with a 05/14/2026 entry.

Timing and sale mechanics are not specified in the excerpt; subsequent filings or broker reports would show actual execution. Cash‑flow treatment and proceeds recipients are not stated in the provided content.

Key Figures

Form type: Form 144 Shares listed (to be sold): 1,578 shares Sale entry for individual: 1,577 shares +3 more

6 metrics

Form type Form 144 Notice of proposed sale

Shares listed (to be sold) 1,578 shares Securities To Be Sold line, <date>11/17/2024</date>

Sale entry for individual 1,577 shares PAMELA FLETCHER sale entry, <date>05/14/2026</date>

Dollar figure shown 1,484,613.96 numeric field in Securities Information section

Alternate dollar figure 1,582,322.38 numeric field adjacent to Pamela Fletcher sale line

Filing date shown 05/15/2026 Securities Information section

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"Form 144 notice related to proposed sales of Common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold lists Restricted Stock dated 11/17/2024"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Securities To Be Sold line shows 'ISSUER' as role for the Restricted Stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:06 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001711035
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	PAMELA FLETCHER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1578	1484613.96	77800000	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/17/2024	Restricted Stock	ISSUER			1578	11/17/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PAMELA FLETCHER 1001 Ridder Park Drive San Jose CA 95131	Common	05/14/2026	1577	1582322.38

144: Remarks and Signature

Remarks
Date of Notice	05/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Pamela Fletcher
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)