Lumentum officer plans $2.06M stock sale

Lumentum Holdings Inc. (LITE) is the issuer for which Vincent D. Retort, identified as an officer, has filed a notice of proposed sale of common stock under Rule 144.

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) is the issuer for which Vincent D. Retort, identified as an officer, has filed a notice of proposed sale of common stock under Rule 144. The notice covers 2,483 shares of common stock with an aggregate market value of $2,055,477.06, referencing 89,700,000 shares of common stock outstanding and listing NASDAQ as the trading market. The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services. The form also reports that during the prior three months, 3,183 shares of common stock were sold for $2,894,715.69.

Key Figures

Shares proposed to be sold: 2,483 shares of common stock Aggregate market value of proposed sale: $2,055,477.06 Shares outstanding: 89,700,000 shares of common stock +2 more

5 metrics

Shares proposed to be sold 2,483 shares of common stock Proposed sale under Rule 144

Aggregate market value of proposed sale $2,055,477.06 Value of 2,483 shares proposed to be sold

Shares outstanding 89,700,000 shares of common stock Referenced in connection with the Rule 144 sale

Shares sold in past 3 months 3,183 shares of common stock Sales during the past three months by the same person

Aggregate value of past 3-month sales $2,894,715.69 Value of 3,183 shares sold in the past three months

Key Terms

Rule 144, restricted stock, aggregate market value, Form 144

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 08/19/2026 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

aggregate market value financial

"Common | Morgan Stanley ... | 2483 | 2055477.06 | 89700000"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for LITE?

It discloses that officer Vincent D. Retort has filed a notice of proposed sale under Rule 144 for 2,483 shares of Lumentum Holdings Inc. common stock, with an aggregate market value of $2,055,477.06, referencing 89,700,000 shares outstanding on NASDAQ.

How many Lumentum (LITE) shares are proposed to be sold under this Form 144?

The notice covers a proposed sale of 2,483 shares of Lumentum Holdings Inc. common stock, with an aggregate market value listed as $2,055,477.06.

What prior LITE sales are reported in the last three months?

The Form 144 reports that 3,183 shares of Lumentum Holdings Inc. common stock were sold during the past three months for an aggregate value of $2,894,715.69.

Who is the person selling Lumentum (LITE) stock in this Form 144?

The selling person is Vincent D. Retort, identified as an officer of Lumentum Holdings Inc., filing a Rule 144 notice for proposed sales of common stock.

Which broker is listed for the LITE Form 144 sale?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What is the reported number of Lumentum (LITE) shares outstanding?

The filing references 89,700,000 shares of Lumentum Holdings Inc. common stock outstanding in connection with the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/20/2026 - 04:03 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001648256
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	VINCENT D RETORT
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2483	2055477.06	89700000	08/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/19/2026	Restricted Stock	Issuer			2483	08/19/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
VINCENT D RETORT 1001 Ridder Park Drive San Jose CA 95131	Common	08/18/2026	3183	2894715.69

144: Remarks and Signature

Remarks
Date of Notice	08/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Vincent Dominic Retort
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)