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  4. [144] Lumentum Holdings Inc. SEC Filing

Lumentum Holdings (NASDAQ: LITE) officer eyes $2.06M stock sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) is the issuer for which Vincent D. Retort, identified as an officer, has filed a notice of proposed sale of common stock under Rule 144. The notice covers 2,483 shares of common stock with an aggregate market value of $2,055,477.06, referencing 89,700,000 shares of common stock outstanding and listing NASDAQ as the trading market. The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services. The form also reports that during the prior three months, 3,183 shares of common stock were sold for $2,894,715.69.

Positive

  • None.

Negative

  • None.
Shares proposed to be sold 2,483 shares of common stock Proposed sale under Rule 144
Aggregate market value of proposed sale $2,055,477.06 Value of 2,483 shares proposed to be sold
Shares outstanding 89,700,000 shares of common stock Referenced in connection with the Rule 144 sale
Shares sold in past 3 months 3,183 shares of common stock Sales during the past three months by the same person
Aggregate value of past 3-month sales $2,894,715.69 Value of 3,183 shares sold in the past three months
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock financial
"Common | 08/19/2026 | Restricted Stock | Issuer"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
aggregate market value financial
"Common | Morgan Stanley ... | 2483 | 2055477.06 | 89700000"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
Form 144 regulatory
"144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does the Form 144 filing disclose for LITE?
It discloses that officer Vincent D. Retort has filed a notice of proposed sale under Rule 144 for 2,483 shares of Lumentum Holdings Inc. common stock, with an aggregate market value of $2,055,477.06, referencing 89,700,000 shares outstanding on NASDAQ.

How many Lumentum (LITE) shares are proposed to be sold under this Form 144?
The notice covers a proposed sale of 2,483 shares of Lumentum Holdings Inc. common stock, with an aggregate market value listed as $2,055,477.06.

What prior LITE sales are reported in the last three months?
The Form 144 reports that 3,183 shares of Lumentum Holdings Inc. common stock were sold during the past three months for an aggregate value of $2,894,715.69.

Who is the person selling Lumentum (LITE) stock in this Form 144?
The selling person is Vincent D. Retort, identified as an officer of Lumentum Holdings Inc., filing a Rule 144 notice for proposed sales of common stock.

Which broker is listed for the LITE Form 144 sale?
The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What is the reported number of Lumentum (LITE) shares outstanding?
The filing references 89,700,000 shares of Lumentum Holdings Inc. common stock outstanding in connection with the proposed Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR