STOCK TITAN
  1. Home
  2. Sec-filings
  3. LITE
  4. [144] Lumentum Holdings Inc. SEC Filing

Lumentum (NASDAQ: LITE) officer plans new 500-share sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) has a notice under Rule 144 filed on behalf of officer Wupen Yuen for a proposed sale of 500 shares of common stock held as restricted stock through Morgan Stanley Smith Barney LLC, with the company’s common stock listed on NASDAQ.

The filing also lists prior sales by Wupen Yuen over the past three months: 1,500 shares of common stock for $1,241,730.00 on August 20, 2026, 500 shares for $449,075.00 on August 21, 2026, and 500 shares for $412,120.00 on August 24, 2026. A table in the filing shows 89,700,000 shares of common stock outstanding as of August 25, 2026.

Positive

  • None.

Negative

  • None.
Proposed shares to be sold 500 shares Common stock, restricted stock to be sold under Rule 144
Shares sold on August 20, 2026 1,500 shares for $1,241,730.00 Common stock sale by Wupen Yuen during past three months
Shares sold on August 21, 2026 500 shares for $449,075.00 Common stock sale by Wupen Yuen during past three months
Shares sold on August 24, 2026 500 shares for $412,120.00 Common stock sale by Wupen Yuen during past three months
Shares outstanding 89,700,000 shares Lumentum common stock outstanding as of August 25, 2026
Aggregate market value (registration table) $428,322.50 Aggregate market value for 500 shares in Rule 144 securities information table
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock financial
"Common | 08/15/2025 | Restricted Stock | ISSUER"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
aggregate market value financial
"Common ... 500 | 428322.50 | 89700000"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
securities to be sold financial
"144: Securities To Be Sold"

FAQ

What does the Form 144 filed for LITE disclose about planned insider sales?
The Form 144 for Lumentum Holdings Inc. (LITE) discloses a proposed sale of 500 shares of common stock by officer Wupen Yuen under Rule 144, from restricted stock held through Morgan Stanley Smith Barney LLC.

How many LITE shares did Wupen Yuen sell in the past three months?
The filing lists sales totaling 2,500 shares of Lumentum common stock over the past three months: 1,500 shares for $1,241,730.00 on August 20, 2026, 500 shares for $449,075.00 on August 21, 2026, and 500 shares for $412,120.00 on August 24, 2026.

Who is the insider involved in the LITE Form 144 filing?
The insider is Wupen Yuen, identified in the filing as an Officer of Lumentum Holdings Inc. The notice covers sales for that person’s account, as defined under Rule 144.

How many LITE shares are outstanding according to this Form 144?
A table in the filing shows that Lumentum had 89,700,000 shares of common stock outstanding as of August 25, 2026. This figure is presented in the securities information section as context for the reported sales.

What type of LITE securities are covered by this Form 144?
The Form 144 covers common stock of Lumentum Holdings Inc., including restricted stock held for the account of officer Wupen Yuen and sold or proposed to be sold through Morgan Stanley Smith Barney LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR