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  4. [144] Lumentum Holdings Inc. SEC Filing

Lumentum (NASDAQ: LITE) officer eyes 500-share sale after recent trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) has a notice of proposed sale under Rule 144 filed on behalf of officer Wupen Yuen. The notice covers the potential sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value listed as $441,075.00 and NASDAQ as the trading market.

The filing also lists prior sales by Wupen Yuen over the past three months totaling several transactions in common stock, including sales of 500 shares for $428,322.50, $412,120.00, and $449,075.00, and a sale of 1,500 shares for $1,241,730.00.

Positive

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Shares of common stock to be sold 500 shares Proposed sale under Rule 144
Aggregate market value of proposed sale $441,075.00 500 shares to be sold through Morgan Stanley Smith Barney LLC
Sale on 08/25/2026 500 shares; $428,322.50 Common stock sold during the past 3 months
Sale on 08/24/2026 500 shares; $412,120.00 Common stock sold during the past 3 months
Sale on 08/21/2026 500 shares; $449,075.00 Common stock sold during the past 3 months
Sale on 08/20/2026 1,500 shares; $1,241,730.00 Common stock sold during the past 3 months
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock financial
"Common | 08/15/2025 | Restricted Stock | ISSUER"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
aggregate market value financial
"Common | Morgan Stanley Smith Barney LLC ... | 500 | 441075.00"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
Securities To Be Sold financial
"144: Securities To Be Sold"

FAQ

What does the Form 144 filing mean for LITE?
The Form 144 filing discloses that an officer, Wupen Yuen, may sell 500 shares of Lumentum Holdings Inc. common stock under Rule 144, with a listed aggregate market value of $441,075.00 on the NASDAQ market.

How many LITE shares are proposed to be sold in this Form 144?
The notice covers a proposed sale of 500 shares of Lumentum Holdings Inc. common stock, with the filing listing an aggregate market value of $441,075.00 for this block.

Who is selling LITE shares under this Form 144?
The filing is for the account of Wupen Yuen, identified as an officer of Lumentum Holdings Inc. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What LITE share sales has Wupen Yuen made in the past 3 months?
The filing lists four prior sales of Lumentum common stock: 500 shares for $428,322.50, 500 shares for $412,120.00, 500 shares for $449,075.00, and 1,500 shares for $1,241,730.00.

What type of LITE securities are involved in this Form 144?
The securities are common stock of Lumentum Holdings Inc. The notice also describes the planned sale security as Restricted Stock originally acquired from the issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR