Lumentum officer Eric Chang files Form 3, no holdings

Lumentum Holdings Inc. filed an initial insider ownership report for executive Eric Chang.

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Form Type

Rhea-AI Filing Summary

Lumentum Holdings Inc. filed an initial insider ownership report for executive Eric Chang. The Form 3 identifies Chang as Senior Vice President, Finance and Chief Accounting Officer and states that he beneficially owns no Lumentum securities as of the February 6, 2026 event date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lumentum (LITE) Form 3 filed for Eric Chang show?

The Form 3 for Eric Chang at Lumentum Holdings Inc. reports his initial insider ownership. It lists him as an executive officer and clearly states that he beneficially owns no Lumentum securities as of the reported event date.

Who is Eric Chang in relation to Lumentum Holdings Inc. (LITE)?

Eric Chang is identified as an officer of Lumentum Holdings Inc. The remarks specify his title as Senior Vice President, Finance and Chief Accounting Officer, indicating a senior finance and accounting leadership role within the company.

Does Eric Chang own any Lumentum (LITE) shares according to this Form 3?

According to the Form 3, Eric Chang has no beneficial ownership of Lumentum securities. Both the non-derivative and derivative securities tables show no holdings, and the remarks explicitly state that no securities are beneficially owned.

What is the event date reported on Eric Chang’s Lumentum Form 3?

The Form 3 lists February 6, 2026 as the date of the event requiring the statement. This date anchors when Eric Chang’s beneficial ownership status, reported as zero securities, is being disclosed for Lumentum Holdings Inc.

Is Eric Chang a director or large shareholder of Lumentum (LITE)?

The Form 3 indicates that Eric Chang is not a director and not a 10% owner of Lumentum. He is reported solely in his capacity as an officer, serving as Senior Vice President, Finance and Chief Accounting Officer.

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Accepted by SEC EDGAR 02/10/2026 - 05:35 PM EST

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Chang Eric

(Last)

(First)

(Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE

95131

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/06/2026

3. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SEE REMARKS

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Officer title: SVP, Finance and Chief Accounting Officer

No securities are beneficially owned.

	/s/ Jae Kim as Attorney-in-Fact	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR