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Lumentum (NASDAQ: LITE) director sells 3,500 shares in open market

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Lumentum Holdings Inc. director Ian Small sold 3,500 shares of common stock in open-market transactions. On May 8, 2026, he executed three sales: 571 shares at an average of $912.2644 per share, 892 shares at $911.5152 per share, and 2,037 shares at $910.7185 per share. The filing notes these were executed in multiple trades within narrow price ranges, with the reported prices reflecting weighted averages and more detailed trade data available to regulators or shareholders upon request.

Positive

  • None.

Negative

  • None.
Insider Small Ian
Role null
Sold 3,500 shs ($3.19M)
Type Security Shares Price Value
Sale Common Stock 2,037 $910.7185 $1.86M
Sale Common Stock 892 $911.5152 $813K
Sale Common Stock 571 $912.2644 $521K
Holdings After Transaction: Common Stock — 27,425 shares (Direct, null)
Footnotes (1)
  1. These sales were executed in multiple trades at prices ranging from $910.02 to $911.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. These sales were executed in multiple trades at prices ranging from $911.025 to $911.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. These sales were executed in multiple trades at prices ranging from $912.07 to $912.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Total shares sold 3,500 shares Open-market sales of common stock on May 8, 2026
Block 1 sale price $912.2644 per share Weighted average for 571 shares sold
Block 2 sale price $911.5152 per share Weighted average for 892 shares sold
Block 3 sale price $910.7185 per share Weighted average for 2,037 shares sold
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
multiple trades financial
"These sales were executed in multiple trades at prices ranging from..."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Small Ian
(Last)(First)(Middle)
C/O LUMENTUM HOLDINGS INC.,
1001 RIDDER PARK DRIVE
(Street)
SAN JOSE CALIFORNIA 95131
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026S2,037D$910.7185(1)27,425D
Common Stock05/08/2026S892D$911.5152(2)26,533D
Common Stock05/08/2026S571D$912.2644(3)25,962D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These sales were executed in multiple trades at prices ranging from $910.02 to $911.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
2. These sales were executed in multiple trades at prices ranging from $911.025 to $911.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
3. These sales were executed in multiple trades at prices ranging from $912.07 to $912.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
/s/ Jae Kim as Attorney-in-Fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Lumentum (LITE) report for Ian Small?

Lumentum reported that director Ian Small sold 3,500 shares of common stock. The transactions were open-market sales on May 8, 2026, executed in multiple trades at weighted average prices just above $910 per share.

How many Lumentum (LITE) shares did Ian Small sell and on what date?

Ian Small sold a total of 3,500 Lumentum shares on May 8, 2026. The Form 4 shows three separate open-market sale transactions that together sum to 3,500 shares of common stock.

At what prices did Ian Small’s Lumentum (LITE) stock sales occur?

The reported weighted average prices were $912.2644 for 571 shares, $911.5152 for 892 shares, and $910.7185 for 2,037 shares. Footnotes state each block was executed through multiple trades within narrow price ranges around those averages.

Were Ian Small’s Lumentum (LITE) transactions open-market sales or option exercises?

The Form 4 classifies all three transactions as non-derivative open-market sales of common stock. There are no derivative exercises reported, and the derivative holdings summary is empty in this filing.

Does Ian Small hold Lumentum (LITE) shares directly or indirectly?

The transactions are reported as directly owned, with the ownership type listed as direct and the ownership code marked “D.” No trusts, LLCs, or other indirect holding entities are referenced for these specific trades.

Does the Lumentum (LITE) Form 4 mention weighted average prices?

Yes. Each sale’s reported price is a weighted average sale price. Footnotes explain that actual trades occurred in multiple executions within specified price ranges, with full trade details available upon request to regulators or shareholders.