Tax withholding share disposition by Lumentum (LITE) SVP

Rhea-AI Filing Summary

Lumentum Holdings Inc. senior vice president and general counsel Jae Kim reported a tax-related share disposition. On February 15, 2026, 1,353 shares of common stock were withheld by the company to satisfy income tax obligations arising from the vesting of restricted stock units, coded as a tax-withholding disposition (Code F). After this withholding, Kim directly owned 37,047 shares of Lumentum common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Jae

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, GENERAL COUNSEL

3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/15/2026		F(1)		1,353	D	$562.74	37,047	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

	/s/ Jae Kim	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Lumentum (LITE) report for Jae Kim?

Lumentum reported that SVP and general counsel Jae Kim had 1,353 common shares withheld on February 15, 2026. The shares were used to cover income tax obligations triggered by restricted stock unit vesting, rather than an open-market sale.

What does transaction code F mean in the Lumentum (LITE) Form 4?

Transaction code F on the Form 4 indicates a tax-withholding disposition. In this case, 1,353 shares were withheld by Lumentum to pay income tax related to vesting restricted stock units, instead of Kim selling shares on the open market.

How many Lumentum (LITE) shares does Jae Kim hold after this transaction?

After the reported tax-withholding disposition, Jae Kim directly holds 37,047 shares of Lumentum common stock. This figure reflects his share balance following the withholding of 1,353 shares to satisfy income tax obligations on restricted stock unit vesting.

Was the Lumentum (LITE) Form 4 a discretionary sale by Jae Kim?

No, the Form 4 shows a tax-withholding disposition, not a discretionary sale. The 1,353 shares were withheld by Lumentum to cover income tax on restricted stock unit vesting, as described in the footnote, rather than sold in the open market.

What security is involved in Jae Kim’s Lumentum (LITE) Form 4 filing?

The filing involves Lumentum common stock. Specifically, 1,353 shares were withheld to satisfy income tax obligations from restricted stock unit vesting, leaving Jae Kim with a direct ownership position of 37,047 Lumentum common shares after the transaction.

What role does Jae Kim hold at Lumentum (LITE) in this Form 4?

Jae Kim is identified as an officer of Lumentum, serving as senior vice president and general counsel. The Form 4 reports a tax-withholding share disposition related to his equity compensation in the form of restricted stock units.