Lumentum (NASDAQ: LITE) CEO logs 20,169-share tax withholding

Rhea-AI Filing Summary

Lumentum Holdings Inc. President and CEO Michael E. Hurlston, who is also a director, reported a Form 4 transaction dated February 7, 2026. A total of 20,169 shares of common stock were withheld by the company at $551.99 per share to cover income tax obligations from vesting restricted stock units.

After this tax withholding, Hurlston beneficially owns 129,748 shares of Lumentum common stock directly, which includes 320 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HURLSTON MICHAEL E.

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/07/2026		F(1)		20,169	D	$551.99	129,748(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

2. Includes 320 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025.

	/s/ Jae Kim as Attorney-in-Fact	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Lumentum (LITE) report for Michael E. Hurlston?

Lumentum reported that President, CEO, and director Michael E. Hurlston had 20,169 common shares withheld on February 7, 2026. The shares were withheld by the company to satisfy income tax obligations tied to the vesting of restricted stock units.

Was the Lumentum (LITE) Form 4 transaction an open-market sale by the CEO?

No. The Form 4 shows 20,169 Lumentum common shares were withheld by the issuer at $551.99 per share. This withholding was specifically to cover income tax and remittance obligations from vesting restricted stock units, not a discretionary open-market sale.

How many Lumentum (LITE) shares does CEO Michael Hurlston own after this Form 4?

Following the February 7, 2026 tax-withholding transaction, Michael E. Hurlston beneficially owns 129,748 Lumentum common shares directly. This total includes 320 shares previously acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.

What does transaction code F mean in the Lumentum (LITE) Form 4 filing?

Transaction code F on the Form 4 indicates shares were withheld to pay taxes upon vesting of equity awards. In this case, 20,169 Lumentum common shares were withheld to satisfy income tax withholding and remittance obligations related to restricted stock units.

What role does Michael E. Hurlston hold at Lumentum (LITE) in this Form 4?

Michael E. Hurlston is identified as both a director and an officer of Lumentum Holdings Inc. His officer title is President and CEO, and the reported Form 4 transaction reflects changes in his directly held beneficial ownership of Lumentum common stock.