Lumentum (NASDAQ: LITE) CFO gets 53K shares; 31K withheld for taxes

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported equity compensation activity for EVP & Chief Financial Officer Ali Wajid. On August 17, 2026, he acquired 53,296 shares of common stock at $0.00 per share upon the Compensation Committee’s determination that performance conditions for previously granted performance stock units were met. On the same date, 28,754 shares, and on August 15, 2026, 2,914 shares, were withheld by the company to satisfy income tax withholding and remittance obligations related to vesting of restricted stock units and performance stock units.

Insider Trade Summary

Net Buyer: 21,628 shares

Net Buy 3 txns

Insider Ali Wajid

Role EVP & CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	53,296	$0.00	$0.00
Tax Withholding	Common Stock F3	28,754	$968.90	$27.86M
Tax Withholding	Common Stock F1	2,914	$926.14	$2.70M

Holdings After Transaction: Common Stock — 82,579 shares (Direct)

Footnotes (3)

1. F1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
2. F2. Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.
3. F3. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Key Figures

Shares acquired from PSUs: 53,296 shares Shares withheld for RSU taxes: 2,914 shares Shares withheld for PSU taxes: 28,754 shares +3 more

6 metrics

Shares acquired from PSUs 53,296 shares Common stock acquired on August 17, 2026 upon performance determination

Shares withheld for RSU taxes 2,914 shares Withheld on August 15, 2026 for income tax obligations on RSU vesting

Shares withheld for PSU taxes 28,754 shares Withheld on August 17, 2026 for income tax obligations on PSU vesting

Per-share value for RSU tax withholding $926.14 per share Applied to 2,914 withheld shares on August 15, 2026

Per-share value for PSU tax withholding $968.90 per share Applied to 28,754 withheld shares on August 17, 2026

Total shares used for tax withholding 31,668 shares Sum of shares withheld for income tax obligations on August 15 and 17, 2026

Key Terms

restricted stock units, performance stock units, income tax withholding and remittance obligations

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

performance stock units financial

"with respect to certain performance stock units ("PSUs") granted"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

income tax withholding and remittance obligations financial

"to satisfy income tax withholding and remittance obligations in connection"

FAQ

What insider transactions did LITE report for Ali Wajid on August 17, 2026?

On August 17, 2026, Ali Wajid acquired 53,296 shares of Lumentum common stock at $0.00 per share from performance stock units, and 28,754 shares were withheld to cover income tax obligations on vesting performance stock units.

How many LITE shares were acquired by Ali Wajid from performance stock units?

Ali Wajid acquired 53,296 shares of Lumentum common stock. These shares were issued after the Compensation Committee determined that certain performance conditions tied to performance stock units granted on August 23, 2023 had been met.

How many LITE shares were withheld for taxes from Ali Wajid’s awards?

A total of 31,668 shares of Lumentum common stock were withheld for tax obligations: 2,914 shares on August 15, 2026 for restricted stock unit vesting and 28,754 shares on August 17, 2026 for performance stock unit vesting.

Were Ali Wajid’s recent LITE transactions open-market buys or sells?

No open-market trades were reported. The Form 4 shows a grant/award acquisition of 53,296 shares from performance stock units and two withholding transactions where shares were delivered to cover income tax obligations on vesting awards.

What prices are associated with the tax-withholding transactions in LITE stock?

The tax-withholding transactions used per-share values of $926.14 for 2,914 shares on August 15, 2026 and $968.90 for 28,754 shares on August 17, 2026, reflecting the value used to satisfy tax obligations on the vested awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/18/2026 - 08:41 PM Accepted by SEC EDGAR 08/18/2026 - 08:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		F(1)		2,914	D	$926.14	58,037	D
Common Stock	08/17/2026		A(2)		53,296	A	$0	111,333	D
Common Stock	08/17/2026		F(3)		28,754	D	$968.9	82,579	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

2. Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.

3. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

	/s/ Jae Kim as Attorney-in-Fact	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)