LivaNova officer plans $187K Rule 144 share sale

LivaNova PLC (LIVN) received a notice that officer Brooke Story plans to sell 2,300 Ordinary Shares of LivaNova under Rule 144 through Merrill Lynch on NASDAQ.

Rhea-AI Filing Summary

LivaNova PLC (LIVN) received a notice that officer Brooke Story plans to sell 2,300 Ordinary Shares of LivaNova under Rule 144 through Merrill Lynch on NASDAQ. The shares have a stated aggregate market value of $187,270.14, and the filing lists 55,093,507 Ordinary Shares outstanding for this class.

The notice also explains that the shares relate to restricted stock unit awards vesting in two tranches of 1,130 shares on September 15, 2023 and 1,170 shares on June 15, 2024, granted as part of LivaNova’s equity compensation plan.

Key Figures

Shares to be sold: 2,300 Ordinary Shares Aggregate market value: $187,270.14 Shares outstanding: 55,093,507 Ordinary Shares +3 more

6 metrics

Shares to be sold 2,300 Ordinary Shares Planned Rule 144 sale by officer Brooke Story

Aggregate market value $187,270.14 Stated value of 2,300 Ordinary Shares to be sold under Rule 144

Shares outstanding 55,093,507 Ordinary Shares Outstanding shares of the same class listed in the Form 144

RSU vesting tranche 1 1,130 shares Vested on September 15, 2023 as part of equity compensation plan

RSU vesting tranche 2 1,170 shares Vested on June 15, 2024 as part of equity compensation plan

Issuer SEC file number 001-37599 LivaNova PLC SEC file number referenced in the notice

Key Terms

Rule 144, restricted stock unit award, equity compensation plan, Ordinary Shares

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock unit award financial

"Vesting of restricted stock unit award | LivaNova PLC"

A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

Ordinary Shares financial

"Ordinary Shares | Merrill Lynch 225 Liberty St Floor 37"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for LivaNova PLC (LIVN)?

It discloses that officer Brooke Story plans to sell 2,300 Ordinary Shares of LivaNova PLC under Rule 144, with a stated aggregate market value of $187,270.14, using Merrill Lynch as broker and listing NASDAQ as the trading market.

How many LivaNova PLC (LIVN) shares are covered by this planned Rule 144 sale?

The notice covers a planned sale of 2,300 Ordinary Shares of LivaNova PLC. The filing also lists 55,093,507 Ordinary Shares outstanding for this class, providing context for the size of the proposed sale.

What is the stated market value of the LivaNova PLC (LIVN) shares in this Form 144?

The filing states an aggregate market value of $187,270.14 for the 2,300 Ordinary Shares of LivaNova PLC to be sold under Rule 144, based on the information provided in the securities section.

How were the LivaNova PLC (LIVN) shares to be sold originally acquired?

The shares relate to restricted stock unit awards that vested in two tranches: 1,130 shares on September 15, 2023 and 1,170 shares on June 15, 2024, both granted as part of LivaNova’s equity compensation plan.

What trading venue and broker are associated with this LivaNova PLC (LIVN) Rule 144 sale?

The Form 144 lists NASDAQ as the market where the Ordinary Shares of LivaNova PLC are to be sold and identifies Merrill Lynch, located at 225 Liberty St, New York, as the broker handling the planned transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 04:16 PM EDT Accepted by SEC EDGAR 09/04/2026 - 04:15 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001866136
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LivaNova PLC
SEC File Number	001-37599
Address of Issuer	5220 VALIANT COURT GLOUCESTER BUSINESS PARK GLOUCESTER UNITED KINGDOM 00000
Phone	4402033250660
Name of Person for Whose Account the Securities are To Be Sold	Story Brooke
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	Merrill Lynch 225 Liberty St Floor 37 New York NY 12081	2300	187270.14	55093507	09/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	09/15/2023	Vesting of restricted stock unit award	LivaNova PLC			1130	09/15/2023	Granted as part of issuer equity compensation plan
Ordinary Shares	06/15/2024	Vesting of restricted stock unit award	LivaNova PLC			1170	06/15/2024	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Brooke Story
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)