LivaNova officer plans $883K Rule 144 stock sale

Officer Franco Poletti filed a Rule 144 notice to potentially sell 10,755 LivaNova PLC common shares previously acquired via equity compensation awards.

Rhea-AI Filing Summary

LivaNova PLC (LIVN) is the issuer of common stock covered by a notice filed for a proposed resale under Rule 144 by Franco Poletti, an officer of the company. The notice covers 10,755 shares of common stock, with an aggregate market value of $882,888.36, to be sold through Merrill Lynch on or after September 2, 2026 on NASDAQ. The shares were originally acquired through vesting of restricted stock unit awards granted as part of LivaNova’s equity compensation plan over multiple grant and vesting dates from 2015 through 2026.

Key Figures

Shares covered by Rule 144 notice: 10,755 shares Aggregate market value of shares: $882,888.36 Shares outstanding: 55,093,507 shares +3 more

6 metrics

Shares covered by Rule 144 notice 10,755 shares Common stock proposed for resale by Franco Poletti

Aggregate market value of shares $882,888.36 Market value of 10,755 LivaNova PLC common shares covered by the notice

Shares outstanding 55,093,507 shares LivaNova PLC common shares indicated alongside the securities information

Earliest vesting date of RSU awards December 21, 2015 First listed vesting of restricted stock unit awards sourcing the shares

Latest vesting date of RSU awards March 30, 2026 Most recent vesting of restricted stock unit awards sourcing the shares

Proposed sale date September 2, 2026 Date associated with the proposed NASDAQ sale of the shares

Key Terms

Rule 144, restricted stock unit awards, equity compensation plan, common stock

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock unit awards financial

"Vesting of restricted stock unit awards | LivaNova PLC"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

equity compensation plan financial

"Granted as part of issuer equity compensation plan"

A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.

common stock financial

"Common Stock | Merrill Lynch 225 Liberty Street Floor 37"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for LivaNova PLC (LIVN)?

It discloses that officer Franco Poletti has given notice under Rule 144 of an intent to resell 10,755 shares of LivaNova PLC common stock, with an aggregate market value of $882,888.36, through Merrill Lynch on or after September 2, 2026.

How many LivaNova PLC (LIVN) shares are covered by this Rule 144 notice?

The notice covers 10,755 shares of LivaNova PLC common stock, associated with an aggregate market value of $882,888.36, proposed to be sold on NASDAQ through Merrill Lynch.

What is the market value of the LivaNova PLC (LIVN) shares in this Form 144?

The filing states an aggregate market value of $882,888.36 for the 10,755 LivaNova PLC common shares covered by the Rule 144 notice, to be sold through Merrill Lynch on NASDAQ.

Who is selling LivaNova PLC (LIVN) shares under this Form 144 and in what capacity?

The person for whose account the securities are to be sold is Franco Poletti, identified in the filing as an officer of LivaNova PLC. The shares are proposed to be sold pursuant to Rule 144.

How were the LivaNova PLC (LIVN) shares in this Form 144 originally acquired?

The shares were acquired through vesting of restricted stock unit awards granted as part of LivaNova PLC’s equity compensation plan, with multiple vesting dates from December 21, 2015 through March 30, 2026.

On which exchange are the LivaNova PLC (LIVN) shares in this Form 144 expected to trade?

The Form 144 indicates that the common stock covered by the notice is to be sold on NASDAQ, with Merrill Lynch listed as the broker handling the potential sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:25 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:24 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002031281
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LivaNova PLC
SEC File Number	001-37599
Address of Issuer	5220 VALIANT COURT GLOUCESTER BUSINESS PARK GLOUCESTER UNITED KINGDOM 00000
Phone	4402033250660
Name of Person for Whose Account the Securities are To Be Sold	Poletti Franco
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	10755	882888.36	55093507	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/21/2015	Vesting of restricted stock unit awards	LivaNova PLC			2598	12/21/2015	Granted as part of issuer equity compensation plan
Common Stock	03/11/2017	Vesting of restricted stock unit awards	LivaNova PLC			85	03/11/2017	Granted as part of issuer equity compensation plan
Common Stock	03/01/2018	Vesting of restricted stock unit awards	LivaNova PLC			126	03/01/2018	Granted as part of issuer equity compensation plan
Common Stock	03/11/2018	Vesting of restricted stock unit awards	LivaNova PLC			84	03/11/2018	Granted as part of issuer equity compensation plan
Common Stock	10/18/2018	Vesting of restricted stock unit awards	LivaNova PLC			823	10/18/2018	Granted as part of issuer equity compensation plan
Common Stock	03/01/2019	Vesting of restricted stock unit awards	LivaNova PLC			121	03/01/2019	Granted as part of issuer equity compensation plan
Common Stock	03/11/2019	Vesting of restricted stock unit awards	LivaNova PLC			81	03/11/2019	Granted as part of issuer equity compensation plan
Common Stock	03/15/2019	Vesting of restricted stock unit awards	LivaNova PLC			86	03/15/2019	Granted as part of issuer equity compensation plan
Common Stock	03/01/2020	Vesting of restricted stock unit awards	LivaNova PLC			120	03/01/2020	Granted as part of issuer equity compensation plan
Common Stock	03/11/2020	Vesting of restricted stock unit awards	LivaNova PLC			80	03/11/2020	Granted as part of issuer equity compensation plan
Common Stock	03/15/2020	Vesting of restricted stock unit awards	LivaNova PLC			84	03/15/2020	Granted as part of issuer equity compensation plan
Common Stock	03/30/2020	Vesting of restricted stock unit awards	LivaNova PLC			73	03/30/2020	Granted as part of issuer equity compensation plan
Common Stock	03/01/2021	Vesting of restricted stock unit awards	LivaNova PLC			120	03/01/2021	Granted as part of issuer equity compensation plan
Common Stock	03/15/2021	Vesting of restricted stock unit awards	LivaNova PLC			84	03/15/2021	Granted as part of issuer equity compensation plan
Common Stock	03/30/2021	Vesting of restricted stock unit awards	LivaNova PLC			235	03/30/2021	Granted as part of issuer equity compensation plan
Common Stock	03/15/2022	Vesting of restricted stock unit awards	LivaNova PLC			88	03/15/2022	Granted as part of issuer equity compensation plan
Common Stock	03/30/2022	Vesting of restricted stock unit awards	LivaNova PLC			556	03/30/2022	Granted as part of issuer equity compensation plan
Common Stock	03/30/2023	Vesting of restricted stock unit awards	LivaNova PLC			654	03/30/2023	Granted as part of issuer equity compensation plan
Common Stock	03/30/2024	Vesting of restricted stock unit awards	LivaNova PLC			569	03/30/2024	Granted as part of issuer equity compensation plan
Common Stock	12/15/2024	Vesting of restricted stock unit awards	LivaNova PLC			551	12/15/2024	Granted as part of issuer equity compensation plan
Common Stock	03/30/2025	Vesting of restricted stock unit awards	LivaNova PLC			715	03/30/2025	Granted as part of issuer equity compensation plan
Common Stock	09/15/2025	Vesting of restricted stock unit awards	LivaNova PLC			366	09/15/2025	Granted as part of issuer equity compensation plan
Common Stock	12/15/2025	Vesting of restricted stock unit awards	LivaNova PLC			551	12/15/2025	Granted as part of issuer equity compensation plan
Common Stock	03/11/2026	Vesting of restricted stock unit awards	LivaNova PLC			91	03/11/2026	Granted as part of issuer equity compensation plan
Common Stock	03/30/2026	Vesting of restricted stock unit awards	LivaNova PLC			1814	03/30/2026	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Franco Poletti
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)