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  4. [144] LivaNova PLC SEC Filing

LivaNova officer plans $883K Rule 144 stock sale

Officer Franco Poletti filed a Rule 144 notice to potentially sell 10,755 LivaNova PLC common shares previously acquired via equity compensation awards.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

LivaNova PLC (LIVN) is the issuer of common stock covered by a notice filed for a proposed resale under Rule 144 by Franco Poletti, an officer of the company. The notice covers 10,755 shares of common stock, with an aggregate market value of $882,888.36, to be sold through Merrill Lynch on or after September 2, 2026 on NASDAQ. The shares were originally acquired through vesting of restricted stock unit awards granted as part of LivaNova’s equity compensation plan over multiple grant and vesting dates from 2015 through 2026.

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Shares covered by Rule 144 notice 10,755 shares Common stock proposed for resale by Franco Poletti
Aggregate market value of shares $882,888.36 Market value of 10,755 LivaNova PLC common shares covered by the notice
Shares outstanding 55,093,507 shares LivaNova PLC common shares indicated alongside the securities information
Earliest vesting date of RSU awards December 21, 2015 First listed vesting of restricted stock unit awards sourcing the shares
Latest vesting date of RSU awards March 30, 2026 Most recent vesting of restricted stock unit awards sourcing the shares
Proposed sale date September 2, 2026 Date associated with the proposed NASDAQ sale of the shares
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock unit awards financial
"Vesting of restricted stock unit awards | LivaNova PLC"
Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.
equity compensation plan financial
"Granted as part of issuer equity compensation plan"
A plan by which a company gives employees, directors or contractors ownership or the right to buy ownership in the company through stock, options or similar awards — think of promising slices of the company pie as part of someone's pay. It matters to investors because these awards can change the number of shares outstanding, affect reported profits and influence management’s decisions; large or generous plans can dilute existing holders and alter incentives over time.
common stock financial
"Common Stock | Merrill Lynch 225 Liberty Street Floor 37"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What does the Form 144 filing disclose for LivaNova PLC (LIVN)?
It discloses that officer Franco Poletti has given notice under Rule 144 of an intent to resell 10,755 shares of LivaNova PLC common stock, with an aggregate market value of $882,888.36, through Merrill Lynch on or after September 2, 2026.

How many LivaNova PLC (LIVN) shares are covered by this Rule 144 notice?
The notice covers 10,755 shares of LivaNova PLC common stock, associated with an aggregate market value of $882,888.36, proposed to be sold on NASDAQ through Merrill Lynch.

What is the market value of the LivaNova PLC (LIVN) shares in this Form 144?
The filing states an aggregate market value of $882,888.36 for the 10,755 LivaNova PLC common shares covered by the Rule 144 notice, to be sold through Merrill Lynch on NASDAQ.

Who is selling LivaNova PLC (LIVN) shares under this Form 144 and in what capacity?
The person for whose account the securities are to be sold is Franco Poletti, identified in the filing as an officer of LivaNova PLC. The shares are proposed to be sold pursuant to Rule 144.

How were the LivaNova PLC (LIVN) shares in this Form 144 originally acquired?
The shares were acquired through vesting of restricted stock unit awards granted as part of LivaNova PLC’s equity compensation plan, with multiple vesting dates from December 21, 2015 through March 30, 2026.

On which exchange are the LivaNova PLC (LIVN) shares in this Form 144 expected to trade?
The Form 144 indicates that the common stock covered by the notice is to be sold on NASDAQ, with Merrill Lynch listed as the broker handling the potential sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR