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LivaNova director sells $187K in company stock

A LivaNova PLC director reported an open-market style share sale while retaining several thousand shares.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

LivaNova PLC (LIVN) director Story Brooke reported selling 2,300 Ordinary Shares of the company on September 4, 2026 in a sale described as occurring in the open market or a private transaction at an average price of $81.42 per share. After this transaction, Brooke directly holds 7,488 Ordinary Shares, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Story Brooke
Role Director
Sold 2,300 shs ($187K)
Type Security Shares Price Value
Sale Ordinary Shares 2,300 $81.4218 $187K
Holdings After Transaction: Ordinary Shares — 7,488 shares (Direct)
Shares sold 2,300 shares Ordinary Shares sold by director Story Brooke on September 4, 2026
Sale price per share $81.42 per share Average sale price for the 2,300 Ordinary Shares on September 4, 2026
Transaction value $187,270 Approximate value of 2,300 shares sold at about $81.42 per share
Shares held after transaction 7,488 shares Directly held Ordinary Shares by Story Brooke following the sale
Ordinary Shares financial
"2,300 Ordinary Shares of the company on September 4, 2026"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
open market or private transaction financial
"a sale described as occurring in the open market or a private transaction"
Rule 10b5-1 trading plan regulatory
"no Rule 10b5-1 trading plan is reported"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did LivaNova PLC (LIVN) disclose for Story Brooke?

LivaNova PLC disclosed that director Story Brooke sold 2,300 Ordinary Shares on September 4, 2026 in a transaction described as a sale in the open market or a private transaction.

At what price were the LivaNova PLC (LIVN) shares sold by Story Brooke?

The 2,300 LivaNova PLC Ordinary Shares were sold at an average price of $81.42 per share, based on a reported price of $81.4218 per share for the September 4, 2026 transaction.

How many LivaNova PLC (LIVN) shares does Story Brooke hold after the sale?

After the reported sale, Story Brooke directly holds 7,488 Ordinary Shares of LivaNova PLC, according to the filing’s post-transaction ownership figure.

Was the LivaNova PLC (LIVN) insider sale made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for the September 4, 2026 sale by director Story Brooke.

What is the approximate value of the LivaNova PLC (LIVN) shares sold by Story Brooke?

Based on 2,300 shares sold at about $81.42 per share, the transaction value is approximately $187,270 for the September 4, 2026 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Story Brooke

(Last)(First)(Middle)
5220 VALIANT COURT
C/O LIVANOVA PLC

(Street)
GLOUCESTERGL3 4FE

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/04/2026S2,300D$81.42187,488D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Sarah K. Mohr, Attorney-in-Fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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