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LivaNova PLC (LIVN) details 6,273 RSU grant and multi-year vesting

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Form Type
3

Rhea-AI Filing Summary

LivaNova PLC executive Stefano Folli, President, Cardiopulmonary, reports initial beneficial ownership of 6,273 Restricted Stock Units (RSUs), each linked to one ordinary share. Granted on June 15, 2026, these RSUs vest 28% on March 30, 2027, 36% on March 30, 2028, and 36% on March 30, 2029, and are subject to forfeiture if vesting conditions are not met.

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Insider Folli Stefano
Role President, Cardiopulmonary
Type Security Shares Price Value
holding Restricted Stock Units F1, F2 -- -- --
Holdings After Transaction: Restricted Stock Units — 6,273 shares (Direct)
Footnotes (2)
  1. F1. On June 15, 2026, reporting person was granted 6,273 RSUs pursuant to the Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan (the Second A&R 2022 Plan) and the award agreement. The RSUs vest 28% on March 30, 2027, 36% on March 30, 2028, and 36% on March 30, 2029. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Second A&R 2022 Plan and the award agreement.
  2. F2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the Second A&R 2022 Plan and the award agreement.
Restricted Stock Units granted 6,273 RSUs Granted on June 15, 2026 under the Second A&R 2022 Plan
Underlying ordinary shares 6,273 shares Each RSU represents one ordinary share of the Company
RSU vesting 2027 28% Portion of RSUs vesting on March 30, 2027
RSU vesting 2028 36% Portion of RSUs vesting on March 30, 2028
RSU vesting 2029 36% Portion of RSUs vesting on March 30, 2029
Exercise price 0.0000 Conversion or exercise price for the RSUs
Restricted Stock Units financial
"Security titled Restricted Stock Units with underlying ordinary shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan financial
"RSUs were granted pursuant to the Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan"
contingent right financial
"Each RSU represents a contingent right to receive one ordinary share"
forfeiture financial
"The RSUs are subject to forfeiture prior to vesting under the plan terms"

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FAQ

What insider position does the LivaNova PLC (LIVN) disclosure show for Stefano Folli?

It shows that Stefano Folli, President, Cardiopulmonary, holds 6,273 Restricted Stock Units (RSUs) linked to ordinary shares. These RSUs were granted under LivaNova PLC’s Second Amended and Restated 2022 Incentive Award Plan.

How many RSUs were granted to Stefano Folli at LivaNova PLC (LIVN) and when?

Stefano Folli was granted 6,273 RSUs on June 15, 2026. The grant was made pursuant to the Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan and an associated award agreement.

What is the vesting schedule for Stefano Folli’s RSUs at LivaNova PLC (LIVN)?

The 6,273 RSUs vest 28% on March 30, 2027, 36% on March 30, 2028, and 36% on March 30, 2029. Vesting occurs in these three tranches if the applicable conditions are satisfied.

What does each RSU represent for Stefano Folli at LivaNova PLC (LIVN)?

Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC. Delivery of shares occurs in line with the terms of the Second A&R 2022 Plan and the award agreement.

Are Stefano Folli’s RSUs at LivaNova PLC (LIVN) subject to forfeiture?

Yes. The 6,273 RSUs are subject to forfeiture before vesting. Forfeiture can occur under the terms of the Second Amended and Restated 2022 Incentive Award Plan and the related award agreement if vesting conditions are not met.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Folli Stefano

(Last)(First)(Middle)
5220 VALIANT COURT
C/O LIVANOVA PLC

(Street)
GLOUCESTERGL3 4FE

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Cardiopulmonary
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Ordinary Shares6,273(2)$0D
Explanation of Responses:
1. On June 15, 2026, reporting person was granted 6,273 RSUs pursuant to the Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan (the Second A&R 2022 Plan) and the award agreement. The RSUs vest 28% on March 30, 2027, 36% on March 30, 2028, and 36% on March 30, 2029. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Second A&R 2022 Plan and the award agreement.
2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the Second A&R 2022 Plan and the award agreement.
Remarks:
Exhibit List: Ex 24 - Power of Attorney
/s/ Sarah K. Mohr, Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)