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LivaNova (LIVN) officer reports RSU vesting and updated share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

LivaNova PLC senior vice president, chief legal officer and company secretary reported routine equity activity related to restricted stock units. On December 15, 2025, 2,254 RSUs vested and were settled in ordinary shares at an exercise price of $0, increasing her directly held stake. On the same date, 1,122 ordinary shares were withheld at $63.06 per share to cover tax obligations, leaving 6,798 ordinary shares held directly after the transactions. The underlying RSUs were originally granted on December 15, 2022, under the LivaNova PLC 2022 Incentive Award Plan with a four-year vesting schedule, and 2,253 RSUs remain beneficially owned following this vesting event.

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Insider Hutchinson Michael Damon
Role SVP, CLO and Company Secretary
Type Security Shares Price Value
Exercise Restricted Stock Units 2,254 $0.00 --
Exercise Ordinary Shares 2,254 $0.00 --
Tax Withholding Ordinary Shares 1,122 $63.06 $71K
Holdings After Transaction: Restricted Stock Units — 2,253 shares (Direct); Ordinary Shares — 7,920 shares (Direct)
Footnotes (1)
  1. Reporting person had vested restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Shares withheld to satisfy tax liability. Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the "Plan") and the award agreement. On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the third vesting for which occurred on December 15, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hutchinson Michael Damon
(Last) (First) (Middle)
20 EASTBOURNE TERRACE
(Street)
LONDON X0 W26LG
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CLO and Company Secretary
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 12/15/2025 M 2,254 A $0(1) 7,920 D
Ordinary Shares 12/15/2025 F 1,122(2) D $63.06 6,798 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 12/15/2025 M 2,254 (4) (4) Ordinary Shares 2,254 $0 2,253 D
Explanation of Responses:
1. Reporting person had vested restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.
2. Shares withheld to satisfy tax liability.
3. Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the "Plan") and the award agreement.
4. On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the third vesting for which occurred on December 15, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
Remarks:
/s/ Sarah K. Mohr, Attorney-in-Fact 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did LivaNova (LIVN) report in this Form 4?

The filing shows a company officer had 2,254 restricted stock units vest and settle into ordinary shares on December 15, 2025, with related tax share withholding.

Who is the reporting person in the LivaNova (LIVN) Form 4 and what is their role?

The reporting person is an officer of LivaNova PLC, serving as SVP, CLO and Company Secretary, disclosing equity transactions in company shares.

How many LivaNova (LIVN) shares were withheld for taxes in this insider transaction?

A total of 1,122 ordinary shares were withheld to satisfy tax liability, at a reported price of $63.06 per share.

How many LivaNova (LIVN) shares does the insider hold after the reported transactions?

Following the vesting and tax withholding transactions, the officer directly beneficially owns 6,798 ordinary shares of LivaNova PLC.

What are the terms of the LivaNova (LIVN) restricted stock units mentioned in the filing?

The RSUs were granted on December 15, 2022 under the LivaNova PLC 2022 Incentive Award Plan, with a four-year vesting schedule and each RSU representing one ordinary share, subject to forfeiture if conditions are not met.

How many restricted stock units remain after this LivaNova (LIVN) vesting event?

After the reported vesting of 2,254 RSUs, the officer continues to beneficially own 2,253 restricted stock units linked to LivaNova ordinary shares.