Form 144: LKFN (NASDAQ: LKFN) proposed sales listed with Morgan Stanley

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice of proposed sales related to LKFN securities through broker-dealer activity. The notice lists multiple private acquisitions with specific sale-quantity lines such as 650 shares on 07/10/2024 and other dated lots including 485 shares on 01/17/2020.

The filing names Morgan Stanley Smith Barney LLC as the broker and enumerates several lots acquired from the issuer on dates between 01/17/2020 and 01/14/2025

Insights

Securities Compliance Counsel

Form 144 lists proposed sales by an affiliate through a broker-dealer, with multiple dated lot quantities.

The filing records broker information as Morgan Stanley Smith Barney LLC and multiple line items showing securities acquired from the issuer with per-line share quantities such as 650 and 485 and acquisition dates from 01/17/2020 to 01/14/2025.

These entries document proposed sales notices; whether sales occur depends on execution and compliance with Rule 144 conditions. Subsequent SEC filings or trade confirmations would show completion details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5685	331792.52	25528732	02/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/10/2024	Private Acquisition from Issuer/Affiliate	Issuer			650	07/10/2024	Not Applicable
Common	07/18/2022	Private Acquisition from Issuer/Affiliate	Issuer			650	07/18/2022	Not Applicable
Common	01/22/2021	Private Acquisition from Issuer/Affiliate	Issuer			650	01/22/2021	Not Applicable
Common	01/17/2020	Private Acquisition from Issuer/Affiliate	Issuer			485	01/17/2020	Not Applicable
Common	01/11/2024	Private Acquisition from Issuer/Affiliate	Issuer			650	01/11/2024	Not Applicable
Common	07/16/2021	Private Acquisition from Issuer/Affiliate	Issuer			650	07/16/2021	Not Applicable
Common	01/12/2022	Private Acquisition from Issuer/Affiliate	Issuer			650	01/12/2022	Not Applicable
Common	01/11/2023	Private Acquisition from Issuer/Affiliate	Issuer			650	01/11/2023	Not Applicable
Common	01/14/2025	Private Acquisition from Issuer/Affiliate	Issuer			650	01/14/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LKFN Form 144 filing disclose?

The filing discloses proposed sales of LKFN securities through a broker-dealer, listing multiple dated acquisition lots. It names Morgan Stanley Smith Barney LLC and shows per-line share figures such as 650 and 485 tied to specific acquisition dates.

Who is the broker listed in the LKFN Form 144?

The broker-dealer identified is Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY. The filing ties this broker to the proposed sale notices for LKFN securities.

Which acquisition dates and share quantities appear in the LKFN Form 144?

The filing lists multiple acquisition dates and quantities, including 650 shares on 07/10/2024, 650 shares on 07/18/2022, and 485 shares on 01/17/2020, among other dated lots.

Does the Form 144 confirm the LKFN shares were sold?

No. The Form 144 is a notice of proposed sales and does not confirm execution. It lists proposed sale-related data; completion would appear in trade confirmations or subsequent SEC disclosures if sales occur.

Are the listed shares in LKFN from issuer issuances or secondary sources?

The listed line items are labeled as "Private Acquisition from Issuer/Affiliate" and show the issuer as the source for the acquired lots, indicating these shares were acquired from the issuer or an affiliate.