Lm Fdg Amer Inc SEC Filings

LM Funding America, Inc. (LMFA) director Martin A. Traber was granted options to purchase 52,380 shares of common stock on 08/27/2025 under the Non-Employee Director Compensation Plan. The options have an exercise price of $1.26 per share and 52,380 underlying common shares are reported as beneficially owned following the grant. The filing states the options will vest one-half on the 180th day after the grant date and one-half on the first anniversary of the grant date. The Form 4 is signed by an attorney-in-fact, Richard D. Russell, on 08/28/2025.

Frank Charles Silcox, a director of LM Funding America, Inc. (LMFA), was granted stock options totaling 104,760 shares on 08/27/2025. The options have an exercise price of $1.26 and expire on 08/27/2035. The award was made under the company’s Non-Employee Director Compensation Plan as amended November 18, 2022. The options vest one-half 180 days after the grant and the remaining one-half on the first anniversary of the grant date. Following the reported transaction the filing shows direct beneficial ownership of 104,760 underlying common shares through these options.

LM Funding America, Inc. (LMFA) reported that director Douglas I. McCree received a non-employee director stock option award on 08/27/2025 under the company’s Non-Employee Director Compensation Plan. The award grants the right to purchase 157,140 shares of common stock at an exercise price of $1.26 per share, exercisable immediately and expiring on 08/27/2035. The options vest one-half 180 days after the grant and the remaining one-half on the first anniversary of the grant date. The filing is a routine disclosure of director compensation and does not include other financial results or transactions.

LM Funding America, Inc. (LMFA) director Frederick J. Mills was granted an option to buy 157,140 shares of common stock at an exercise price of $1.26 per share on 08/27/2025. The option vests in two equal installments: one-half on the 180th day after grant and one-half on the first anniversary of the grant. The option expires on 08/27/2035 and is exercisable for 157,140 shares, which Mills directly beneficially owns following the award.

Insider option grant reported: Andrew L. Graham, a director of LM Funding America, Inc. (LMFA), was granted a stock option on 08/27/2025 under the company's Non-Employee Director Compensation Plan. The option covers 157,140 shares of common stock with an exercise price of $1.26 per share and an expiration date of 08/27/2035.

The award vests in two equal tranches: one-half vests on the 180th day after the grant date and the remaining one-half vests on the first anniversary of the grant date. The Form 4 was signed by Andrew L. Graham on 08/28/2025 and discloses the grant as a direct beneficial ownership interest.

Form 4 for LM Funding America, Inc. (LMFA) reports an option grant to reporting person Carollinn Gould, who is identified as a director and 10% owner. On 08/27/2025 the reporting person was granted a nonqualified stock option to purchase 104,760 shares of common stock at an exercise price of $1.26 per share. The option expires on 08/27/2035. Per the explanation, the award vests one-half on the 180th day after grant and one-half on the first anniversary of the grant date. The Form is signed by Carollinn Gould on 08/28/2025.

LM Funding America, Inc. filed a shelf registration on Form S-3 allowing certain selling stockholders to resell shares from an existing registration statement; the company states it will not receive proceeds from those resales. The prospectus references risk factors related to digital assets, noting recent industry bankruptcies, regulatory enforcement actions and counterparty failures that, while not reported to have caused a loss of LM Funding's crypto holdings to date, could reduce crypto adoption, limit financing collateralized by crypto, delay access to assets held by custodians during insolvency proceedings, and could materially harm the company and its stock price. The filing includes tabular beneficial ownership snapshots showing specific share counts and ownership percentages for several holders and cross-references numerous exhibits and prior SEC filings for full details.

LM Funding America, Inc. Schedule 13G reports that Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC (the "Reporting Persons") disclosed beneficial ownership related to a transaction under a Securities Purchase Agreement dated August 18, 2025. As of the close of business on August 25, 2025, each Reporting Person may be deemed to beneficially own 405,440 shares of common stock, representing approximately 2.7% of the class based on the issuer's reported outstanding shares and post-transaction share counts. The filing also describes additional shares and warrants subject to exercise and blocker provisions that, if exercisable, would increase deemed beneficial ownership to higher amounts disclosed in the filing.

L1 Capital Global Opportunities Master Fund, Ltd. reports beneficial ownership of 1,410,790 shares of LM Funding America, Inc. common stock, representing 9.28% of the company based on 15,198,388 shares outstanding after the referenced offering. The filing states those shares are held with sole voting and dispositive power and that 1,410,790 warrants to purchase common stock are not included because they are subject to shareholder approval and a 4.99% ownership limitation. The reporting entity is organized in the Cayman Islands and identifies two directors, David Feldman and Joel Arber, who may be deemed to beneficially own the securities but disclaim ownership except to the extent of pecuniary interest.