Lm Fdg Amer Inc SEC Filings

Richard D. Russell, Chief Financial Officer of LM Funding America, Inc. (LMFA), reported a grant of 114,500 stock options on 09/30/2025. The options have an exercise price of $1.14 and expire on 09/30/2035. Per the filing, the options will vest one-half on 09/30/2026 and one-half on 09/30/2027, with vesting subject to acceleration upon a Change of Control as defined by the company plan. The options are held directly by the reporting person and the Form 4 was signed on 10/02/2025. The grant was made under the 2021 Omnibus Incentive Plan.

Bruce M. Rodgers, Chairman, CEO and President of LM Funding America, Inc. (LMFA), was granted 176,100 stock options on 09/30/2025 under the company’s 2021 Omnibus Incentive Plan. The options have an exercise price of $1.14, expire on 09/30/2035, and vest in two equal installments: one-half on 09/30/2026 and one-half on 09/30/2027. The award includes a provision that accelerates vesting upon a Change of Control as defined in the Plan. The Form 4 was signed by Mr. Rodgers on 10/02/2025.

LM Funding America, Inc. (LMFA) filed an amended shelf registration (Form S-3/A) to register shares for resale by selling stockholders; the company will not receive proceeds from those resales. The filing discloses counterparty and custody risks tied to crypto market events, noting past industry bankruptcies and regulatory actions could delay or limit access to crypto assets and potentially materially harm the company’s financial condition and stock price. The filing lists selling-stockholder share counts and percentages and includes an exhibit index.

LM Funding America, Inc. provides voting and disclosure details in its Definitive Proxy Statement. The proposal requires approval by a majority of shares present in person or by proxy, assuming a quorum; abstentions count as a vote against while broker non-votes are excluded and have no effect. The filing lists categories of persons required to receive certain disclosures, including anyone known to beneficially own more than 5% of outstanding common stock, each director and named executive officer, and all directors and executive officers as a group. The document also outlines disqualifying events for service (criminal convictions, bankruptcy petitions, regulatory or court orders) when not reversed, suspended, or vacated. Contact information is provided for Bruce M. Rodgers, CEO, including a Tampa, Florida address and telephone number for requests for additional proxy materials.

LM Funding America, Inc. filed a Form D notifying the SEC of a Regulation D offering under Rule 506(b) for equity and related options/warrants with a first sale on 2025-08-18. The filing reports a $12,608,351 total offering amount that has been fully sold, with $0 remaining. Ten investors participated. The issuer used Maxim Group LLC as the associated broker-dealer and disclosed estimated sales commissions of $735,959. The company reported no payments to executives or directors from the offering proceeds and indicated the offering will not last more than one year.

LM Funding America, Inc. filed a Form D reporting a Regulation D private offering under Rule 506(b). The issuer states the total offering amount of $10,416,658 and reports $10,416,658 sold with remaining to be sold, indicating the offering proceeds have been fully subscribed. The filing lists 10 investors to date and shows sales commissions of $672,916. The offering closed as a new notice with the date of first sale reported as 2025-08-18. Securities offered include equity and related options/warrants, with a stated minimum investment accepted of $0. The filing was signed by CFO Richard Russell.