CFO of Limoneira (LMNR) logs 1,000-share sale under 10b5-1 plan

Rhea-AI Filing Summary

Limoneira CO’s VP, CFO and Treasurer Gregory C. Hamm reported an open-market sale of 1,000 shares of common stock at a weighted average price of $12.7845 per share. The transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on December 30, 2025.

After the sale, Hamm directly holds 78,668 common shares and indirectly holds 11,144 shares through The Hamm Family Trust, where he serves as trustee. The price reflects multiple trades between $12.7050 and $12.82 per share.

Insider Trade Summary 10b5-1

Net Seller: 1,000 shares ($12,785)

Net Sell 2 txns

Insider Hamm Gregory C.

Role VP, CFO and Treasurer

Sold 1,000 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,000	$12.7845	$13K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 78,668 shares (Direct, null); Common Stock — 11,144 shares (Indirect, By Survivor Trust)

Footnotes (1)

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7050 to $12.82, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.

Key Figures

Shares sold: 1,000 shares Weighted average sale price: $12.7845/share Sale price range: $12.7050–$12.82/share +2 more

5 metrics

Shares sold 1,000 shares Open-market sale of common stock

Weighted average sale price $12.7845/share Price for 1,000 shares sold

Sale price range $12.7050–$12.82/share Range of multiple sale transactions

Direct holdings after transaction 78,668 shares Common stock directly owned post-sale

Indirect holdings after transaction 11,144 shares Common stock held via The Hamm Family Trust

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale, Survivor Trust

4 terms

Rule 10b5-1 trading plan financial

"sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Survivor Trust financial

"nature_of_ownership": "By Survivor Trust""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hamm Gregory C.

(Last) (First) (Middle)

1141 CUMMINGS ROAD

(Street)

SANTA PAULA CALIFORNIA 93060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		S(1)		1,000	D	$12.7845(2)	78,668	D
Common Stock								11,144	I	By Survivor Trust(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7050 to $12.82, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

3. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.

	/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Limoneira (LMNR) report for Gregory C. Hamm?

Limoneira (LMNR) reported that VP, CFO and Treasurer Gregory C. Hamm sold 1,000 shares of common stock. The open-market sale used a weighted average price of $12.7845 per share, reflecting multiple trades within a narrow intraday price range.

Was the Limoneira (LMNR) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected under a Rule 10b5-1 trading plan Hamm adopted on December 30, 2025. Such pre-arranged plans automate trades over time, helping separate routine portfolio moves from discretionary market-timing decisions.

How many Limoneira (LMNR) shares does Gregory C. Hamm hold after the sale?

Following the reported transaction, Hamm directly owns 78,668 Limoneira common shares and indirectly owns 11,144 shares through The Hamm Family Trust. These post-transaction holdings show that he retains a significant equity stake despite the 1,000-share sale.

What price range did the Limoneira (LMNR) insider sale cover?

The weighted average sale price was $12.7845 per share, with trades executed between $12.7050 and $12.82. The filing notes multiple transactions contributed to this average, and detailed price-by-trade data is available to regulators and shareholders on request.

How many Limoneira (LMNR) shares did Gregory C. Hamm sell in this Form 4?

Hamm sold 1,000 shares of Limoneira common stock in this Form 4 event. The transaction is classified as an open-market sale, and after the sale he continues to hold both direct and trust-based indirect positions in the company’s stock.