STOCK TITAN

Local Bounti (LOCL) chair gets 75,000 RSUs and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Local Bounti Corporation Executive Chairman Craig M. Hurlbert reported a compensation-related equity award and updated share holdings. He received 75,000 shares of Common Stock in the form of RSUs at $0.00 per share, classified as a grant or award acquisition. These RSUs vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, conditioned on his continued service. After this award, he directly holds 889,803 shares of Common Stock and has an indirect position of 1,177,386 shares held by Wheat Wind Farms, LLC, where he serves as Member-Manager with sole voting and dispositive power, while disclaiming beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Hurlbert Craig M.
Role Executive Chairman
Type Security Shares Price Value
Grant/Award Common Stock 75,000 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 889,803 shares (Direct, null); Common Stock — 1,177,386 shares (Indirect, By Wheat Wind Farms, LLC)
Footnotes (1)
  1. The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
RSU grant size 75,000 shares Grant/award acquisition of Common Stock RSUs
Grant price $0.00 per share Price per share for RSU grant
Direct holdings after grant 889,803 shares Common Stock directly held after transaction
Indirect holdings via Wheat Wind 1,177,386 shares Common Stock held by Wheat Wind Farms, LLC
First vesting date November 1, 2026 First third of RSUs vest
Second vesting date November 1, 2027 Second third of RSUs vest
Final vesting date November 1, 2028 Final third of RSUs vest
RSUs financial
"The RSUs will vest in three equal installments on November 1, 2026"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
beneficially own financial
"may be deemed to beneficially own the shares held by Wheat Wind"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
Section 16 regulatory
"beneficial owner of such shares for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
voting and dispositive power financial
"has sole voting and dispositive power with respect to the shares"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hurlbert Craig M.

(Last)(First)(Middle)
C/O LOCAL BOUNTI CORPORATION
490 FOLEY LANE

(Street)
HAMILTON MONTANA 59840

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Local Bounti Corporation/DE [ LOCL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Executive Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A75,000(1)A$0889,803D
Common Stock1,177,386IBy Wheat Wind Farms, LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.
2. These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
/s/ Kathleen Valiasek, as Attorney-in-Fact for Craig M. Hurlbert05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Local Bounti (LOCL) report for Craig M. Hurlbert?

Local Bounti reported that Executive Chairman Craig M. Hurlbert received a grant of 75,000 shares of Common Stock in the form of restricted stock units (RSUs) at $0.00 per share. The filing also updates his direct and indirect Common Stock holdings following this award.

How many Local Bounti (LOCL) shares did Craig M. Hurlbert receive and on what terms?

Craig M. Hurlbert was granted 75,000 shares of Local Bounti Common Stock as RSUs at $0.00 per share. The RSUs are subject to a vesting schedule over three years and require his continuous service on each vesting date to receive the underlying shares.

What is the vesting schedule for Craig M. Hurlbert’s 75,000 Local Bounti RSUs?

The 75,000 RSUs granted to Craig M. Hurlbert vest in three equal installments. One-third vests on November 1, 2026, another third on November 1, 2027, and the final third on November 1, 2028, provided he remains in continuous service on each vesting date.

How many Local Bounti (LOCL) shares does Craig M. Hurlbert hold directly after this Form 4?

Following the reported RSU grant, Craig M. Hurlbert directly holds 889,803 shares of Local Bounti Common Stock. This direct ownership figure reflects his position after the 75,000-share award classified as a grant, award, or other acquisition under transaction code A.

What is Wheat Wind Farms, LLC’s role in Craig M. Hurlbert’s Local Bounti holdings?

Wheat Wind Farms, LLC holds 1,177,386 Local Bounti Common Stock shares indirectly attributed to Craig M. Hurlbert. He is Wheat Wind’s Member-Manager with sole voting and dispositive power, yet he disclaims beneficial ownership except for his pecuniary interest, as described in the filing’s footnote.

Does Craig M. Hurlbert claim full beneficial ownership of Wheat Wind’s Local Bounti shares?

Craig M. Hurlbert may be deemed to beneficially own the shares held by Wheat Wind Farms, LLC because he has sole voting and dispositive power. However, he expressly disclaims beneficial ownership of those shares, except to the extent of his pecuniary interest, for Section 16 and other purposes.