LOCAL BOUNTI CORP SEC Filings

LOCL: A holder filed a Form 144 to sell 504 shares of common stock. The filing lists an aggregate market value of $1,326.48, with sales to be executed through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 11/10/2025. The issuer had 22,123,010 shares outstanding.

The 504 shares were acquired on 12/28/2022 as a gift from an affiliate, originally acquired by the donor on 11/19/2021. Recent activity disclosed for the same account shows multiple sales over the past three months, including 2,484 shares on 09/03/2025 for $5,119.52 and 1,400 shares on 08/22/2025 for $3,396.40.

Local Bounti (LOCL): Form 144 notice discloses a planned sale of 279 shares of common stock with an aggregate market value of $694.38 through Morgan Stanley Smith Barney LLC, with an approximate sale date of 11/07/2025 on the NYSE. The 279 shares were acquired as a gift from affiliate Wheat Wind Farms LLC on 12/28/2022 (the donor acquired the shares on 11/19/2021). The past three months also show sales by KEBS TRUST, including 400 shares on 11/06/2025 for $1,004.00 and 2,484 shares on 09/03/2025 for $5,119.52.

Local Bounti (LOCL) filed a Form 144 indicating the planned sale of 400 common shares with an aggregate market value of $1,004.00. The filing lists Morgan Stanley Smith Barney LLC as broker, an approximate sale date of November 6, 2025, and trading on the NYSE. The shares to be sold were acquired on December 28, 2022 as a gift from affiliate Wheat Wind Farms LLC (donor acquired on November 19, 2021). Shares outstanding are shown as 22,123,010.

Recent activity over the past three months shows sales by KEBS TRUST, including 1,000 shares on 08/06/2025 for $2,496.20 and 1,400 shares on 08/22/2025 for $3,396.40, among other transactions.

LOCL: A shareholder filed a Form 144 notice to sell 100 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $256.50, on or about 11/05/2025 on the NYSE. Shares outstanding were 22,123,010.

The 100 shares were acquired on 12/28/2022 as a gift from affiliate Wheat Wind Farms LLC (donor acquired on 11/19/2021). The filer also reported recent sales, including 2,484 shares on 09/03/2025 for $5,119.52 and 1,400 shares on 08/22/2025 for $3,396.40.

Local Bounti Corporation reported the results of a Special Meeting held on October 14, 2025. Stockholders approved, for NYSE compliance, the issuance of up to 5,131,871 shares of common stock upon conversion of a convertible note issued to U.S. Bounti, LLC and up to 550,000 shares underlying a related common stock purchase warrant, both under the August 1, 2025 Purchase Agreement.

As of the August 22, 2025 record date, 22,123,010 shares were outstanding and entitled to vote; 74.2% of these were represented, constituting a quorum. The NYSE Approval Proposal received 16,394,367 votes for, 17,872 against, and 1,763 abstentions. Stockholders also approved the potential adjournment proposal with 16,395,341 for, 17,281 against, and 1,380 abstentions.

Kathleen Valiasek, who serves as President, CEO and CFO of Local Bounti Corporation (LOCL), reported a sale of 84,517 shares of the company on 10/01/2025 at a price of $2.95 per share. After the transaction, she beneficially owns 1,643,580 shares, held directly. The filing states the shares were withheld by the company to satisfy the withholding tax liability from the settlement of previously awarded restricted stock units. The Form 4 is signed and dated 10/03/2025.

Craig M. Hurlbert, Executive Chairman and Director of Local Bounti Corporation (LOCL), reported a sale of 34,007 shares of common stock on 10/01/2025 at a price of $2.95 per share. After the sale, Mr. Hurlbert directly beneficially owns 914,803 shares. He also is reported to have indirect beneficial ownership of 1,177,386 shares held by Wheat Wind Farms, LLC, for which he serves as Member-Manager and asserts sole voting and dispositive power; he disclaims beneficial ownership except to the extent of his pecuniary interest. The Form 4 notes the 34,007 shares were withheld by the company to satisfy tax withholding on previously settled restricted stock units.

Local Bounti Corporation (LOCL) filing a Form 144 notifies the proposed sale of 2,484 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value reported as $5,119.52. The shares were acquired by gift from Wheat Wind Farms LLC on 12/28/2022, with donor acquisition dated 11/19/2021. The filing lists multiple recent sales by KEBS TRUST between 07/09/2025 and 09/02/2025, totaling numerous small transactions (examples include 3,500 shares on 07/10/2025 for $9,261.35 and 2,312 shares on 08/01/2025 for $6,254.88). The notice includes the required representation that the seller is not aware of undisclosed material adverse information.

Local Bounti Corporation reported a grant of 300,000 restricted stock units (RSUs) to Dane Almassy, who is identified as both a director and the Chief Commercial Officer. The transaction date is 09/01/2025 and the Form 4 was signed by an attorney-in-fact on 09/03/2025. Each RSU represents a contingent right to receive one share of common stock and was recorded at a price of $0.

The RSUs vest in four equal installments on September 1, 2026, 2027, 2028 and 2029, subject to the reporting person’s continued service on each vesting date. Following the reported transaction the beneficial ownership shown is 300,000 shares (direct).