Welcome to our dedicated page for Comstock SEC filings (Ticker: LODE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Comstock Inc. filings document an operating company focused on clean energy materials, metals recovery, renewable fuels, mining assets and strategic investments. Form 8-K reports furnish quarterly and annual results, Regulation FD presentations and operational updates for its metals segment and other business activities.
The company’s SEC records also cover proxy governance, shareholder meeting matters, board composition, executive compensation, material agreements and capital-structure events. Recent disclosures include note amendments, cooperation-agreement governance changes, common-stock underwriting and warrant terms, equity financing information and the sale of a mining royalty interest.
Comstock Inc. has agreed to sell 100% of its legacy Comstock mining, processing and related real estate entities to Mackay Precious Metals for an aggregate value of over $45 million. Consideration includes an Initial Payment of $20 million in cash, 2,000,000 Mackay Gold & Silver shares, and a secured Second Tranche Payment of $7 million due within 18 months.
The company retains a 1.5% net smelter returns royalty on production from the transferred properties and a contingent $10 million cash payment if Mackay approves mine construction or undergoes a qualifying change of control within seven years. Comstock expects over $1.5 million in annual cost savings from shedding reclamation, permitting and other legacy mining obligations.
Merrill Judd reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. reported that Chief Financial Officer Merrill Judd received new equity-based compensation awards. He was granted 121,597 Restricted Stock Units, each representing a contingent right to one share of common stock, and 304,449 Performance Stock Units, each tied to one share of common stock.
The RSUs vest in three equal installments on June 30, 2027, June 30, 2028 and June 30, 2029, subject to continued employment and certain limited exceptions. The PSUs may vest based on specified stock price appreciation targets over a three-year long-term incentive program and continued employment through June 30, 2029. Following these awards, Judd also reports direct ownership of 4,210 common shares.
Comstock Inc. CEO Corrado De Gasperis reported new equity awards in the form of restricted and performance stock units. He now directly holds 181,500 shares of common stock. In addition, he received 247,252 Restricted Stock Units and 619,059 Performance Stock Units, each representing rights to receive common stock.
The RSUs vest in three equal installments on June 30, 2027, June 30, 2028, and June 30, 2029, contingent on continued employment and limited exceptions in the award agreement. The PSUs may convert into common shares based on stock price performance targets over a three-year long-term incentive program and continued employment through June 30, 2029.
Bieberly Matthew J reported acquisition or exercise transactions in this Form 4 filing.
Comstock Inc. Chief Accounting Officer Matthew J. Bieberly reported new equity compensation awards rather than open-market trades. He received 36,838 Restricted Stock Units, each representing a contingent right to one share of common stock that vests in three equal installments on June 30 of 2027, 2028, and 2029, subject to continued employment and limited exceptions in the award agreement. He also received 92,234 Performance Stock Units, each convertible into one share of common stock only if stock price appreciation targets are achieved over a three-year long-term incentive program and he remains employed through June 30, 2029. Following these awards, the filing shows 0 shares of common stock held directly and only these derivative awards outstanding.
Comstock Inc. approved a new long-term equity incentive program for employees and executives under its 2026 Equity Incentive Plan. The Compensation Committee granted a total of 1,961,986 performance stock units (PSUs) and 783,618 restricted stock units (RSUs), representing about 37% of the plan’s authorized shares.
The CEO received 247,252 RSUs and 619,059 PSUs, the CFO received 121,597 RSUs and 304,449 PSUs, and the Chief Accounting Officer received 36,838 RSUs and 92,234 PSUs. PSUs vest only if stock price targets are met over three years and employment continues through June 30, 2029, while RSUs vest in three annual installments starting June 30, 2027.
Comstock Inc. filed a report describing its participation in the Planet MicroCap Las Vegas 2026 conference at the Bellagio Resort & Hotel. Chief Executive Officer Corrado De Gasperis and Chief Financial Officer Judd Merrill will present and hold meetings with members of the investment community.
The investor presentation used at the conference is available on Comstock’s website and is furnished as Exhibit 99.1, rather than filed, meaning it is not subject to certain Exchange Act liabilities or automatically incorporated into other securities filings.
Comstock Inc. director Pei Steven Yu-Tsung, through Gratia Capital, reported open-market purchases of Comstock common stock. Gratia Capital bought 100,000 shares on June 11, 2026 at an average price of $4.0852 per share and 150,000 shares on June 12, 2026 at $4.1047 per share.
After these transactions, indirect holdings reported via Gratia Capital totaled 1,868,323 common shares. A footnote explains that on June 3, 2026, 1,890,980 shares of indirect ownership were reported, including 272,657 shares in which the reporting persons no longer have any pecuniary interest.
Comstock Inc. reported a change in its independent auditor following an acquisition in the accounting firm industry. On June 3, 2026, Assure CPA, LLC ceased operations as a public accounting firm after substantially all its assets were acquired by Sadler, Gibb & Associates, LLC. Assure therefore resigned as Comstock’s independent registered public accounting firm, a resignation that was confirmed by the Board and its Audit and Finance Committee.
On June 5, 2026, Comstock’s Board appointed Sadler Gibb as the new independent registered public accounting firm. The engagement team, including the lead audit partner that previously served Comstock at Assure, has joined Sadler Gibb and is expected to continue servicing the company. Assure’s audit reports for the years ended December 31, 2025 and 2024 contained no adverse opinions, disclaimers, or qualifications, and Comstock reports no disagreements or reportable events with Assure during those periods or through June 3, 2026.
Comstock Inc. director Robert Spence reported an open-market purchase of common stock. He bought 24,410 shares at a weighted average price of $3.97 per share, increasing his direct holdings to 32,403 shares.
The purchase was executed in multiple trades on that date at prices ranging from $3.945 to $3.99 per share, with the reported price reflecting the weighted average across those trades.
Comstock Inc. director-linked entity increased its stake with recent open-market buying. An entity associated with director Pei Steven Yu-Tsung, identified as Gratia Capital, bought a total of 360,000 shares of Comstock common stock in three open-market purchases at prices between $3.93 and $4.1394 per share.
After these transactions, the entity’s indirect holdings rose to 1,890,980 shares of common stock. All reported trades were coded as open-market purchases and classified as indirect ownership rather than shares held directly by the individual director.