STOCK TITAN

Comstock (LODE) CEO receives new RSU and PSU equity awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Comstock Inc. CEO Corrado De Gasperis reported new equity awards in the form of restricted and performance stock units. He now directly holds 181,500 shares of common stock. In addition, he received 247,252 Restricted Stock Units and 619,059 Performance Stock Units, each representing rights to receive common stock.

The RSUs vest in three equal installments on June 30, 2027, June 30, 2028, and June 30, 2029, contingent on continued employment and limited exceptions in the award agreement. The PSUs may convert into common shares based on stock price performance targets over a three-year long-term incentive program and continued employment through June 30, 2029.

Positive

  • None.

Negative

  • None.
Insider DEGASPERIS CORRADO
Role CEO
Type Security Shares Price Value
Grant/Award Performance Stock Units 619,059 $0.00 --
Grant/Award Restricted Stock Units 247,252 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Performance Stock Units — 619,059 shares (Direct, null); Restricted Stock Units — 247,252 shares (Direct, null); Common Stock — 181,500 shares (Direct, null)
Footnotes (1)
  1. Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement. The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029. The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement.
Common stock held 181,500 shares Direct holdings after transactions
RSUs granted 247,252 units Each unit equals one share of common stock
PSUs granted 619,059 units Each unit potentially converts to one common share
RSU vesting dates June 30, 2027/2028/2029 One-third vests on each date with continued employment
PSU employment condition date June 30, 2029 Employment required for PSU vesting eligibility
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock..."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Performance Stock Unit financial
"Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives..."
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
long-term incentive program financial
"...over a three-year long-term incentive program."
A long-term incentive program is a company plan that pays executives or employees rewards—often stock, options, or cash—only if the business hits performance goals over several years. It matters to investors because these payouts align managers’ interests with shareholders, encouraging decisions that boost sustained growth and share value rather than short-term gains; think of it as a multi-year bonus tied to measurable company outcomes.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DEGASPERIS CORRADO

(Last)(First)(Middle)
117 AMERICAN FLAT ROAD

(Street)
VIRGINIA CITY NEVADA 89440

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Comstock Inc. [ LODE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock181,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Units(1)06/15/2026A619,059 (3)06/30/2029Common Stock619,059$0619,059D
Restricted Stock Units(2)06/15/2026A247,252 (2) (4)Common Stock247,252$0247,252D
Explanation of Responses:
1. Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program.
2. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement.
3. The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029.
4. The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement.
/s/ Corrado De Gasperis06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Comstock Inc. (LODE) report for its CEO?

Comstock Inc. reported that CEO Corrado De Gasperis received grants of Restricted Stock Units and Performance Stock Units. These awards provide rights to future common shares, subject to multi-year vesting schedules and performance conditions tied to stock price and continued employment.

How many Restricted Stock Units did the Comstock (LODE) CEO receive?

The CEO received 247,252 Restricted Stock Units. Each RSU represents a contingent right to one share of common stock, with one-third scheduled to vest on June 30, 2027, 2028, and 2029, provided he remains employed and certain limited award agreement conditions are met.

What are the terms of the Performance Stock Units granted at Comstock (LODE)?

The CEO was granted 619,059 Performance Stock Units, each potentially converting into one share of common stock. Vesting depends on achieving specified stock price performance targets over a three-year incentive program and his continued employment through June 30, 2029, as outlined in the award terms.

When do the Comstock (LODE) CEO’s RSU awards vest?

The Restricted Stock Units vest in three equal tranches on June 30, 2027, June 30, 2028, and June 30, 2029. Vesting requires the CEO to remain employed on each vesting date, subject to limited exceptions specified in the underlying award agreement documentation.

Are the Comstock (LODE) Performance Stock Units guaranteed to vest?

The Performance Stock Units are not guaranteed to vest. They only become eligible for vesting if specified stock price performance targets are achieved over the program’s anniversaries and the CEO remains employed through June 30, 2029, consistent with the performance and service requirements described.

How many Comstock (LODE) common shares does the CEO hold after these transactions?

Following the reported transactions, the CEO directly holds 181,500 shares of Comstock common stock. This figure reflects his direct ownership after recording the new derivative awards, separate from the contingent RSU and PSU positions that may convert into shares in the future.