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Comstock SEC Filings

LODE NYSE

Welcome to our dedicated page for Comstock SEC filings (Ticker: LODE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Comstock Inc. filings document an operating company focused on clean energy materials, metals recovery, renewable fuels, mining assets and strategic investments. Form 8-K reports furnish quarterly and annual results, Regulation FD presentations and operational updates for its metals segment and other business activities.

The company’s SEC records also cover proxy governance, shareholder meeting matters, board composition, executive compensation, material agreements and capital-structure events. Recent disclosures include note amendments, cooperation-agreement governance changes, common-stock underwriting and warrant terms, equity financing information and the sale of a mining royalty interest.

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Pei Steven Yu-Tsung reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Pei Steven Yu-Tsung received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded at a price of $0.00 per share for annual director services from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans. Following this award, the director holds 7,993 Common Stock shares directly.

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Comstock Inc. director Pei Steven Yu-Tsung has filed an initial ownership report showing indirect holdings in the company through Gratia Capital. The filing lists indirect ownership of 1,106,421 shares of Common Stock, along with a long call option and a short call option, each linked to 10,000 underlying Common shares. The long call option has an exercise price of $5.00 and the short call option has an exercise price of $10.00, both expiring on January 15, 2027.

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Salinas Mayaguez J reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director J. Salinas Mayaguez received a stock grant of 7,993 shares of Common Stock on April 9, 2026. The award was compensation for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans, at a stated price of $0.00 per share. Following this grant, the director directly holds 97,699 shares of Comstock Common Stock.

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SPENCE ROBERT reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Robert Spence received a grant of 7,993 shares of Common Stock at $0.00 per share as equity compensation. The shares were granted for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans. Following this award, he directly holds 7,993 shares of Comstock common stock.

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Comstock Inc. is asking shareholders to vote at its May 28, 2026 annual meeting in Reno on electing eight directors, an advisory say‑on‑pay resolution, approval of a new 2026 Equity Incentive Plan, and ratification of Assure CPA, LLC as independent auditor for 2026.

The record date is March 31, 2026, when 74,099,140 common shares were outstanding, each with one vote. A Cooperation Agreement with MAK Capital, which owns 5,763,729 shares, adds three directors, names a new non‑executive chair and vice chair, and sets planned board retirements in 2027. Executive pay is largely salary-based, with no bonuses in 2024–2025 and significant net losses in 2024 and 2025 disclosed in the pay‑versus‑performance discussion.

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Slanina Kristin reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Kristin Slanina received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded for annual director services for the period from April 1, 2026 to June 30, 2026 under Comstock Inc.’s 2020 and 2022 Equity Incentive Plans. After this non-cash grant, Slanina directly holds 111,009 shares of Common Stock.

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COLVIN DONALD A reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Donald A. Colvin received 7,993 shares of Common Stock as a grant for board service. The shares were awarded at a stated price of $0.00 per share and bring his direct holdings to 7,993 shares. The grant compensates annual director services from April 1, 2026 to June 30, 2026 under Comstock’s 2020 and 2022 Equity Incentive Plans.

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Drozdoff Leo M reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Leo M. Drozdoff received a grant of 7,993 shares of Common Stock as compensation. The shares were awarded at a price of $0.00 per share for annual director services covering the period from April 1, 2026 to June 30, 2026 under Comstock Inc.’s 2020 and 2022 Equity Incentive Plans. Following this award, Drozdoff directly holds 186,474 shares of Common Stock.

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Marting Walter A. Jr reported acquisition or exercise transactions in this Form 4 filing.

Comstock Inc. director Walter A. Marting Jr. received a grant of 7,993 shares of Common Stock as compensation for annual director services from April 1, 2026 to June 30, 2026 under the shareholder-approved 2020 and 2022 Equity Incentive Plans. Following this award, he directly holds 120,974 shares.

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FAQ

How many Comstock (LODE) SEC filings are available on StockTitan?

StockTitan tracks 76 SEC filings for Comstock (LODE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Comstock (LODE)?

The most recent SEC filing for Comstock (LODE) was filed on April 17, 2026.