Welcome to our dedicated page for Lotus Technology SEC filings (Ticker: LOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lotus Technology Inc. (Nasdaq: LOT) is a foreign private issuer that reports to the U.S. Securities and Exchange Commission, primarily through annual reports on Form 20-F and current reports on Form 6-K. This page brings together the company’s SEC filings so that investors can review the official disclosures behind Lotus Technology’s luxury lifestyle battery electric vehicle and intelligent mobility business.
In its Form 6-K filings, Lotus Technology furnishes unaudited financial results for quarterly and half-year periods, including details on revenues, cost of revenues, gross profit, operating loss, net loss and non-GAAP measures such as adjusted net loss and adjusted EBITDA. These reports also present delivery data by model type and region, giving context on how lifestyle SUVs, sedans and sportscars contribute to the company’s performance across China, Europe, North America and other markets.
The filings section also contains documents describing key financing and capital structure transactions. Examples include the Master Credit Facility Framework Agreement with Zhejiang Geely Holding Group Company Limited, securities purchase agreements for convertible notes that may convert into ordinary shares represented by American depositary shares, and share buyback agreements with institutional investors. Related exhibits, such as indentures, supplemental indentures and loan agreements between Lotus Technology subsidiaries and related parties, are accessible through the associated 6-K submissions.
Lotus Technology’s SEC reports further cover strategic developments like the expected acquisition of 100% equity interest in Lotus Advance Technologies Sdn Bhd (Lotus UK), which controls manufacturing operations for Lotus sportscars and hyper cars and Lotus Engineering. They also address board composition changes and other corporate governance matters. With real-time updates from EDGAR and AI-powered summaries, this page helps users quickly understand the implications of Lotus Technology’s 6-Ks, 20-Fs and related exhibits, including how debt, equity, credit facilities and brand integration initiatives may affect the company.
Lotus Technology Inc. director reports no share ownership
Yunfeng Yan, a director of Lotus Technology Inc. (ticker LOT), filed an initial ownership report stating that no securities of the company are beneficially owned. The filing is made as an individual reporting person in connection with an event dated 02/26/2026.
Lotus Technology Inc. received a new Schedule 13D showing an updated ownership position for Eric Li (Li Shufu) and affiliated entities. Eric Li is reported to beneficially own 362,142,292 ordinary shares, representing 56.0% of the outstanding class, based on 647,082,422 ordinary shares issued and outstanding as of January 29, 2026.
The filing details holdings through several vehicles, including Lotus Advanced Technology Limited Partnership with 186,648,945 shares (28.8%), Lotus Technology International Investment Limited with 108,740,886 shares (16.8%), and Lotus Group International Limited with 47,995,443 shares (7.4%).
It also describes a PIPE transaction in which ECARX Holdings Inc. agreed on December 23, 2025 to purchase 16,788,321 newly issued ordinary shares at US$1.37 per share, for a total of US$23 millionJanuary 19, 2026, giving ECARX a direct 2.6% stake and increasing Eric Li’s beneficial ownership, triggering the switch from a passive Schedule 13G to this Schedule 13D.
Lotus Technology Inc. filed a Form 6-K as a foreign private issuer for its November 2025 reporting. The submission states that this report, together with its exhibits, is incorporated by reference into several existing registration statements on Form F-3 and post-effective amendments on Form F-1 on Form F-3.
The filing includes two key exhibits: an unaudited financial results release for the third quarter and first nine months of 2025, and a related investor presentation for the same period. The report is signed on behalf of Lotus Technology by its Chief Financial Officer, Daxue Wang.
ATW-affiliated investors filed a Schedule 13G on Lotus Technology Inc. (LOT), reporting beneficial ownership of 75,327,923 ordinary shares in ADS form, representing 9.9% of the class.
The filing lists JAK Opportunities XXV LLC, ATW Master Fund V LP, ATW Partners Opportunities Management, LLC, Kerry Propper, and Antonio Ruiz-Gimenez as reporting persons with shared voting and dispositive power over the reported shares and no sole power. The position reflects shares that the holding entity can acquire through convertible debt and is subject to a 9.99% beneficial ownership blocker.
The percentage calculation is based on a statement that 678,705,338 shares were outstanding, as referenced in a company 6-K. The certification states the securities were not acquired for the purpose of changing or influencing control.
Meritz Securities Co., Ltd. filed a Schedule 13G/A reporting that it does not beneficially own any ordinary shares of Lotus Technology Inc. The filing states 0 shares and 0.0% ownership of the class. Meritz describes itself as a broker entity organized in the Republic of Korea and confirms the securities, where applicable, would be held in the ordinary course of business and not for the purpose of influencing control of the issuer. The statement indicates no voting or dispositive powers over Lotus ordinary shares.
Lotus Technology Inc. has agreed to repurchase 32,500,000 American depositary shares from Meritz Securities Co., Ltd. for a total price of US$387,366,127. These ADSs represent part of the 50,000,000 ordinary shares previously issued to Meritz for an aggregate subscription price of US$500,000,000 in connection with the company’s business combination with L Catterton Asia Acquisition Corp on February 22, 2024.
The company plans to fund the buyback using proceeds from the sale of U.S. treasury bonds that had been charged in favor of and rehypothecated by Meritz, plus additional cash for any remaining amount. Closing is expected on or about September 5, 2025, after which the original subscription agreement with Meritz and the company’s obligations under it will terminate. The board also appointed independent director Ada Yunfeng Yan to the compensation committee, which will now comprise three members with Mr. Donghui Li as chairperson.
Lotus Technology Inc. has furnished a Form 6-K to provide investors with its unaudited financial results for the second quarter and first half of 2025. The report attaches a detailed results release and an investor presentation as exhibits.
The Form 6-K also states that its contents, including these exhibits, are incorporated by reference into several existing Form F-3 and Form F-1 registration statements, meaning those securities registration documents now formally include the latest 2025 financial information.
Lotus Technology Inc. is offering $10.0 million of two-year convertible notes that bear interest at SOFR plus 6.75% (with 4.25% of that interest optionally payable in ADSs under certain equity conditions) and mature August 19, 2027. Notes convert into ADSs at an initial conversion price of $2.19 per ADS subject to periodic downward adjustment and contain alternate conversion mechanics, a beneficial ownership cap of 9.99%, holder redemption and company prepayment rights at premiums, and higher default interest of 14%.
Operationally, Lotus reported Q1 2025 revenue of $93 million (down 46% year-over-year), gross margin of 12% (vs 18% prior year), operating loss of $103 million and net loss of $183 million (a 29% reduction). Preliminary unaudited Q2 2025 estimates range revenue $200–$230 million and total liabilities $3.2–$3.5 billion. Material corporate points: ADSs trade on Nasdaq under LOT (closing $2.09 on Aug 18, 2025), the company is a Cayman holding company with significant PRC regulatory and cash‑flow risks, qualifies as an emerging growth company and a Nasdaq "controlled company" with >50% voting power held by Mr. Shufu Li.
Lotus Technology Inc. filed an American Form 6-K that primarily lists exhibits and includes a press release headline stating the company "Received up to $300 Million Funding Commitment to Strengthen Liquidity and Advance Business Development." The filing references an Indenture and First Supplemental Indenture dated September 19, 2025, customary legal opinion and consents from Skadden, Arps, Slate, Meagher & Flom LLP, templates for securities purchase agreements and Series A-1 convertible notes, and a press release described above. The submission is signed by the company's Chief Financial Officer, Daxue Wang. The filing does not disclose the funding source, economic terms, timing, or other quantitative details beyond the stated maximum commitment.