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Lotus Technology (LOT) director Yunfeng Yan files Form 3 with no share ownership

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lotus Technology Inc. director reports no share ownership

Yunfeng Yan, a director of Lotus Technology Inc. (ticker LOT), filed an initial ownership report stating that no securities of the company are beneficially owned. The filing is made as an individual reporting person in connection with an event dated 02/26/2026.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Yan Yunfeng

(Last) (First) (Middle)
7 GENTLE BREEZE

(Street)
NEWPORT COAST CA 92657-1640

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/26/2026
3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Yunfeng Yan 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Yunfeng Yan report owning in Lotus Technology Inc. (LOT)?

The filing states that Yunfeng Yan has no securities beneficially owned in Lotus Technology Inc. It explicitly notes in the explanation section that no securities are beneficially owned, indicating zero reported ownership at the time of this Form 3 filing.

What is the relationship of Yunfeng Yan to Lotus Technology Inc. (LOT)?

Yunfeng Yan is identified as a director of Lotus Technology Inc. This role is marked on the form’s relationship section, confirming board-level involvement with the issuer while still reporting no beneficial ownership of the company’s securities in this filing.

What type of SEC form did Yunfeng Yan file for Lotus Technology Inc. (LOT)?

The document is a Form 3, which is an initial statement of beneficial ownership. It establishes Yunfeng Yan’s reporting status as a director of Lotus Technology Inc. and records that there are no securities beneficially owned as of this filing.

Is the Form 3 for Lotus Technology Inc. (LOT) filed by one or multiple reporting persons?

The Form 3 is filed by one reporting person. The section on individual or joint/group filing has the line marked indicating that the form is filed by one reporting person, namely director Yunfeng Yan, rather than by a group.

What is the event date associated with Yunfeng Yan’s Form 3 for Lotus Technology Inc. (LOT)?

The event requiring the statement is dated 02/26/2026. This date appears in the section labeled as the date of event requiring statement and aligns with the signature date shown for Yunfeng Yan on the form.
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