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Lotus Technology (LOT) CFO Wang Daxue files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lotus Technology Inc. Chief Financial Officer Wang Daxue has filed an initial statement of beneficial ownership on Form 3. The filing lists no reportable transactions or derivative positions, serving as a baseline disclosure of the CFO’s relationship to Lotus Technology’s equity at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Wang Daxue

(Last) (First) (Middle)
NO. 800 CENTURY AVENUE, PUDONG DISTRICT

(Street)
SHANGHAI F4 200120

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Daxue Wang 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Lotus Technology Inc. (LOT) disclose in this Form 3?

Lotus Technology Inc. reports that its Chief Financial Officer, Wang Daxue, has filed an initial Form 3. This establishes a baseline disclosure of his beneficial ownership status, with no reportable transactions or derivative positions listed in the provided data.

Who is the reporting person in Lotus Technology (LOT) Form 3 filing?

The reporting person is Wang Daxue, who serves as Chief Financial Officer of Lotus Technology Inc. The Form 3 identifies his officer status and title but shows no buys, sells, or other equity transactions in the summarized data.

Does the Lotus Technology (LOT) Form 3 show any insider stock trades?

No insider stock trades are shown in the summarized Form 3 data. The transaction counts and share amounts for buys, sells, exercises, gifts, and tax withholdings are all zero, indicating no reportable transactions at the time of this filing.

Are there any derivative securities reported in Lotus Technology (LOT) Form 3?

No derivative securities are reported in the provided Form 3 details. The derivative transaction count and exercise-related metrics are zero, and the derivative summary is empty, indicating no options, warrants, or similar instruments disclosed here.

What is the purpose of this Lotus Technology (LOT) Form 3 filing?

This Form 3 serves as an initial statement of beneficial ownership for CFO Wang Daxue. It establishes his status as an officer and provides a starting point for tracking any future reportable equity transactions in Lotus Technology Inc. shares.
Lotus Technology

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