Lotus Technology files Form 3 for director

Lotus Technology Inc. filed an initial ownership report for director Rowan James on Form 3.

Rhea-AI Filing Summary

Lotus Technology Inc. filed an initial ownership report for director Rowan James on Form 3. This filing establishes James as a reporting insider of Lotus Technology but does not list any specific share holdings or recent transactions in the provided excerpt.

Key Terms

Form 3, reporting insider, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting insider regulatory

"This filing establishes James as a reporting insider of Lotus Technology"

beneficial ownership financial

"Form 3 is the initial statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lotus Technology (LOT) Form 3 for Rowan James show?

The Form 3 identifies Rowan James as a director and reporting insider of Lotus Technology Inc. It establishes his status under insider reporting rules, but the provided data does not list any specific holdings or recent transactions associated with him.

Does the Lotus Technology (LOT) Form 3 disclose any share transactions?

No transactions appear in the provided Form 3 data for Lotus Technology Inc. The transaction summary shows zero buys, sells, exercises, gifts, tax withholdings, or restructurings, indicating the filing is purely an initial ownership report without reportable trades.

What is the role of Rowan James at Lotus Technology (LOT)?

Rowan James is identified as a director of Lotus Technology Inc. in the Form 3. He is not marked as an officer or 10% owner, so his reporting obligation here arises from his board role rather than executive or large-shareholder status.

Why is a Form 3 important for Lotus Technology (LOT) investors?

Form 3 is the initial statement of beneficial ownership for insiders at Lotus Technology Inc. It formally records who must report future trades in company securities, helping investors track potential insider activity and ensuring transparency in compliance with securities regulations.

Does the Lotus Technology (LOT) Form 3 include derivative holdings?

The derivative section in the provided Form 3 data is empty for Lotus Technology Inc. This means no options, warrants, or other derivatives are listed for Rowan James in this excerpt, and no derivative transactions are reported at this time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/13/2026 - 06:23 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rowan James

(Last) (First) (Middle)

30 COLTBRIDGE TERRACE

(Street)

EDINBURGH CALIFORNIA EH126AE

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ James Rowan	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)