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Lotus Technology (LOT) director Yu Ning Nathan submits insider ownership filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Lotus Technology Inc. director Yu Ning Nathan filed an insider ownership report for the company’s ordinary shares. The filing lists him as a director but shows no reported purchases, sales, or other share transactions, and no derivative positions or holdings are detailed in the data provided.

Positive

  • None.

Negative

  • None.
Reported share purchases 0 shares buyShares in transactionSummary
Reported share sales 0 shares sellShares in transactionSummary
Derivative transactions 0 transactions derivativeTransactionCount in transactionSummary
Holding entries 0 entries holdingEntries in transactionSummary
reportingPersons financial
""reportingPersons": [ { "name": "Yu Ning Nathan""
transactionSummary financial
""transactionSummary": { "buyCount": 0, "sellCount": 0"
derivativeTransactionCount financial
""derivativeTransactionCount": 0, "netBuySellShares": 0"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yu Ning Nathan

(Last)(First)(Middle)
CHANGNING ROAD LANE 1188,BUILDING 9

(Street)
SHANGHAISHANGHAI200000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/28/2026
3. Issuer Name and Ticker or Trading Symbol
Lotus Technology Inc. [ LOT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Yu Ning Nathan04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Lotus Technology Inc. (LOT) Form 3 filing show?

The Form 3 for Lotus Technology Inc. (LOT) identifies Yu Ning Nathan as a director. It reports no purchases, sales, or other transactions and no derivative positions, serving as an initial insider ownership disclosure without position detail in the provided data.

Who is the reporting person in Lotus Technology (LOT) Form 3?

The reporting person is Yu Ning Nathan, listed as a director of Lotus Technology Inc. He is not flagged as an officer or ten percent owner in the data, and the filing shows no insider transactions associated with him in this report.

Are there any insider share transactions reported for LOT in this Form 3?

No. The transaction summary shows zero buys, zero sells, and zero derivative transactions for Lotus Technology Inc. This indicates the filing is purely informational about insider status, without recording any actual trading activity in company securities.

Does the Lotus Technology (LOT) Form 3 include derivative securities information?

The filing’s derivativeSummary section is empty and the derivativeTransactionCount in the transaction summary is zero. This means no options, warrants, or other derivative positions are reported for Yu Ning Nathan in this particular Form 3 dataset.

Is Yu Ning Nathan a ten percent owner of Lotus Technology Inc. in this filing?

In this Form 3 data, the is_ten_percent_owner field for Yu Ning Nathan is set to 0. That indicates he is not being reported as a ten percent beneficial owner of Lotus Technology Inc. in this filing, only as a director.