[144] LIVEPERSON INC SEC Filing

Rhea-AI Filing Summary

LivePerson, Inc. (LPSN) filing a Form 144 reports a proposed sale of common stock following restricted stock vesting. The notice shows 446,601 shares to be sold through Fidelity Brokerage Services with an aggregate market value of $280,956.69 and an approximate sale date of 09/25/2025 on NASDAQ. The shares were acquired on 09/23/2025 via restricted stock vesting and were paid as compensation. The filer also disclosed a prior sale on 07/28/2025 of 21,966 shares for gross proceeds of $22,526.13. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.

Positive

• Disclosure compliance is met with required details: acquisition date, nature (restricted stock vesting), broker, sale date, and aggregate market value
• Includes prior recent sale (21,966 shares on 07/28/2025 for $22,526.13), providing transparency about recent dispositions

Negative

• Proposed sale size of 446,601 shares is disclosed (aggregate market value $280,956.69), representing a planned insider disposition
• Short notice between vesting and proposed sale: shares acquired 09/23/2025 with approximate sale date 09/25/2025

Insights

Securities Analyst

TL;DR: Insider plans to sell 446,601 vested shares valued at $280,957 through Fidelity on NASDAQ.

The Form 144 documents a proposed sale of 446,601 common shares acquired by restricted stock vesting on 09/23/2025, with an aggregate market value of $280,956.69 and an approximate sale date of 09/25/2025. The transaction is routed through Fidelity Brokerage Services. The filing also discloses a recent sale of 21,966 shares on 07/28/2025 for $22,526.13. From a trading disclosure perspective, the filing meets Rule 144 notice requirements by identifying acquisition dates, nature of acquisition, and method of payment (compensation).

Corporate Governance Expert

TL;DR: Form 144 provides required insider-sale disclosure and includes the seller's representation about material information.

The notice specifies the relationship to the issuer via restricted stock vesting and includes the statutory signature attestation regarding absence of undisclosed material adverse information. It identifies the broker, intended exchange (NASDAQ), and prior sales in the three-month window. This filing documents compliance with disclosure obligations tied to insider equity compensation vesting and planned disposition.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	446601	280956.69	96624957	09/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/23/2025	Restricted Stock Vesting	Issuer			446601	09/23/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Collins 530 7th Ave Floor M1 New York NY 10018	Common	07/28/2025	21966	22526.13

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LivePerson's (LPSN) Form 144 disclose?

The Form 144 discloses a proposed sale of 446,601 common shares acquired by restricted stock vesting on 09/23/2025, with aggregate market value $280,956.69, to be sold via Fidelity on NASDAQ around 09/25/2025.

Who is the broker handling the proposed LPSN sale?

The filing names Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI as the broker for the proposed sale.

Were there any recent LPSN share sales by the same person?

Yes. The filer sold 21,966 shares on 07/28/2025 for gross proceeds of $22,526.13, which is disclosed in the Form 144.

How were the shares acquired that are subject to the proposed sale?

The shares were acquired through restricted stock vesting and the payment type is listed as compensation.

Does the filing state whether the seller knows undisclosed material information?

Yes. By signing the notice the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.