LivePerson director exits 22,663 shares in merger

LIVEPERSON INC (LPSN) reports that director Vanessa Pegueros disposed of 22,663 shares of LivePerson common stock on September 4, 2026 in a disposition to the issuer, leaving her with 0 shares directly held.

Rhea-AI Filing Summary

LIVEPERSON INC (LPSN) reports that director Vanessa Pegueros disposed of 22,663 shares of LivePerson common stock on September 4, 2026 in a disposition to the issuer, leaving her with 0 shares directly held. The disposition occurred in connection with the completion of mergers in which LivePerson became an indirect wholly owned subsidiary of SoundHound AI, Inc. Under the merger terms, each LivePerson share was cancelled and converted into the right to receive 0.4673 shares of SoundHound AI Class A common stock, and the reported share amount reflects LivePerson’s prior 1-for-15 reverse stock split effected October 13, 2025.

Insider Trade Summary

Disposition: 22,663 shares

Disposition 1 txn

Insider Pegueros Vanessa

Role Director

Type	Security	Shares	Price	Value
Disposition	Common Stock F1, F2, F3	22,663	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (3)

1. F1. On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").
2. F2. In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.
3. F3. This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Key Figures

Shares disposed: 22,663 shares of common stock Post-transaction holdings: 0 shares Per Share Merger Consideration: 0.4673 shares of SoundHound AI Class A common stock +3 more

6 metrics

Shares disposed 22,663 shares of common stock Disposition to issuer reported for September 4, 2026

Post-transaction holdings 0 shares Common stock directly held by Vanessa Pegueros after the transaction

Per Share Merger Consideration 0.4673 shares of SoundHound AI Class A common stock Received for each share of LivePerson common stock in the mergers

Reverse stock split ratio 1-for-15 LivePerson reverse stock split effected October 13, 2025

Merger agreement date July 2, 2026 Date of Amended and Restated Merger Agreement governing the mergers

Merger completion date September 4, 2026 Date Merger Sub and Merger Sub II merged with and into LivePerson

Key Terms

Amended and Restated Merger Agreement, Per Share Merger Consideration, reverse stock split, indirect wholly owned subsidiary

4 terms

Amended and Restated Merger Agreement regulatory

"pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026"

Per Share Merger Consideration financial

"converted into the right to receive 0.4673 ... shares of Parent's Class A common stock (the "Per Share Merger Consideration")"

reverse stock split financial

"This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025"

A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

indirect wholly owned subsidiary regulatory

"an indirect wholly owned subsidiary of Parent ("Merger Sub")"

FAQ

What did LivePerson director Vanessa Pegueros report on this Form 4 for LPSN?

She reported a disposition of 22,663 shares of LivePerson common stock on September 4, 2026 in a disposition to the issuer, resulting in 0 shares held directly after the transaction.

Why were Vanessa Pegueros’s LivePerson (LPSN) shares disposed of?

The disposition was made in connection with completed mergers in which LivePerson became an indirect wholly owned subsidiary of SoundHound AI, Inc., and each LivePerson share was cancelled and converted into SoundHound AI Class A common stock.

What did LivePerson (LPSN) shareholders receive in the merger with SoundHound AI?

Each share of LivePerson common stock was cancelled and converted into the right to receive 0.4673 shares of SoundHound AI, Inc.’s Class A common stock, described as the Per Share Merger Consideration in the merger agreement.

How many LivePerson (LPSN) shares did Vanessa Pegueros hold after the reported transaction?

After the September 4, 2026 disposition to the issuer related to the mergers, Vanessa Pegueros was reported as holding 0 shares of LivePerson common stock directly.

What prior corporate action of LivePerson (LPSN) affects the reported Form 4 share count?

The reported 22,663 shares reflect LivePerson’s 1-for-15 reverse stock split that was effected on October 13, 2025, as noted in the Form 4 footnotes.

What agreement governed the LivePerson (LPSN) merger with SoundHound AI?

The transactions occurred under an Amended and Restated Merger Agreement dated July 2, 2026 among LivePerson, SoundHound AI, Inc. as Parent, and two indirect wholly owned merger subsidiaries of Parent.

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Available on EDGAR 09/04/2026 - 04:07 PM Accepted by SEC EDGAR 09/04/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pegueros Vanessa

(Last) (First) (Middle)

C/O LIVEPERSON

530 7TH AVE, FLOOR M1

(Street)

NEW YORK NEW YORK 10018

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		D		22,663	D	(1)(2)	0(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

2. In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

3. This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Remarks:

	/s/ Monica Greenberg, Attorney-in-Fact for Vanessa Pegueros	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)