Welcome to our dedicated page for LIVEPERSON SEC filings (Ticker: LPSN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LivePerson's SEC filings document material events for an operating software company focused on conversational AI. Recent Form 8-K reports furnish quarterly results for the LivePerson business, including revenue, adjusted EBITDA commentary, customer activity and recurring-revenue measures tied to its enterprise and mid-market customer base.
The filings also record governance and capital-structure matters, including board appointments, committee assignments, charter amendments, authorized-share changes, reverse stock split actions, rights to purchase Series A Junior Participating Preferred Stock, and material-agreement references connected to prior convertible note matters.
LivePerson disclosed a Nasdaq compliance matter and a shareholder proposal to authorize potential reverse stock splits to address the issue. The company states Proposal No. 1 in the proxy seeks authorization primarily in response to a Nasdaq notice on May 1, 2025 regarding LivePerson's compliance with the exchange's minimum bid price rule. The Board would implement any reverse split only if it later determines it is in the best interests of the company and stockholders. The filing notes that as of August 28, 2025 the closing bid had met or exceeded $1.00 per share for the prior eight consecutive trading days. The report also contains standard forward-looking statements and a non-exhaustive list of risks that could affect future results.
Anthony Zingale, a director of LivePerson, Inc. (LPSN), was granted a stock option on 08/25/2025 to purchase 400,000 shares of common stock at an exercise price of $1.08 per share under the LivePerson, Inc. 2019 Stock Incentive Plan. The option vests in three equal annual installments beginning on the first anniversary of 08/25/2025 and expires on 08/25/2035. Following the grant, the reporting person is shown as beneficially owning the 400,000 underlying shares (direct ownership of the option). The Form 4 was signed by an attorney-in-fact on 08/27/2025.
James R. Miller, a director of LivePerson, Inc. (LPSN), was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share and the award will fully vest on 08/25/2026. The Form 4 reports the reporting person beneficially owns 364,944 shares following the transaction; the filer states that this total includes 280,000 unvested RSUs held after the grant. The Form 4 was signed on 08/27/2025 by an attorney-in-fact on behalf of Mr. Miller.
William Wesemann, a director of LivePerson, Inc. (LPSN), reported an acquisition of 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents the contingent right to one share and was granted at a $0 purchase price. The RSUs are scheduled to fully vest on 08/25/2026. After the reported grant, the filing shows the reporting person beneficially owns 654,835 shares, which includes 280,000 unvested RSUs held by the reporting person following this transaction. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Wesemann on 08/27/2025.
LivePerson, Inc. (LPSN) director Karin-Joyce Tjon was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents the contingent right to one share of common stock and the award carries an exercise/issue price of $0. The RSUs will fully vest on 08/25/2026. After this grant, the reporting person holds 280,000 unvested RSUs in total. The Form 4 was filed by one reporting person and signed on 08/27/2025 by an attorney-in-fact.
Dan Fletcher, a director of LivePerson, Inc. (LPSN), was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the company's 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share of common stock and the award will fully vest on 08/25/2026. After the grant, the reporting person beneficially owns 280,000 unvested RSUs. The Form 4 was signed by an attorney-in-fact on 08/27/2025. The filing discloses a standard equity compensation award to a director; no cash consideration was paid for the RSUs.
LivePerson director Vanessa Pegueros was granted 200,000 restricted stock units (RSUs) under the LivePerson, Inc. 2019 Stock Incentive Plan on 08/25/2025. Each RSU represents a contingent right to receive one share of common stock and the awarded RSUs will fully vest on 08/25/2026. After the grant, the reporting person is shown as beneficially owning 339,993 shares, which the filer notes includes 280,000 unvested RSUs held following the transaction. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/27/2025.
LivePerson, Inc. is soliciting shareholder approval at a virtual Special Meeting for two corporate charter amendments. The first would authorize a reverse stock split at a ratio between 1-for-5 and 1-for-20, with the Board permitted to set the final ratio and implementation timing within one year if approved. The second would increase authorized common shares by 1.5x, enabling automatic conversion of outstanding Series B Fixed Rate Convertible Perpetual Preferred Stock into a fixed number of common shares if approved. The Series B carries a $1,000 stated value, a Regular Dividend of 15% (increasing to 20% if outstanding after one year), and conversion and voting terms that would dilute existing common holders if conversion occurs. The Board and certain Noteholders and executives have agreed to vote in favor of both proposals.
Vector Capital-affiliated persons filed Amendment No. 3 to a Schedule 13D reporting collective beneficial ownership of 7,983,818 shares of LivePerson, Inc. common stock, representing 8.26% of the issued and outstanding shares based on 96,624,957 shares as of August 1, 2025. The cover pages show no sole voting or dispositive power; all reported power is shared. The filing states recent transactions during the prior 60 days were executed in open market transactions and references Exhibit 99.1 for details. Source of funds entries include AF and WC.
LivePerson, Inc. has filed a Form S-8 to register an additional 5,340,000 shares of its Common Stock for issuance under its Amended and Restated 2019 Stock Incentive Plan. Stockholders approved an amendment to this plan at the 2025 annual meeting, increasing the number of shares that may be issued as equity awards to eligible employees, officers and directors of the company and its affiliates. The filing incorporates by reference LivePerson’s existing Exchange Act reports and prior S-8 registrations for the same plan and includes customary indemnification provisions for directors and officers under Delaware law.