LQDT (NASDAQ: LQDT) insider files to sell 9,951 shares

Rhea-AI Filing Summary

LQDT Form 144 filing registers 9,951 shares to be sold following a stock option exercise on 06/01/2026, with cash settlement. The filing names Jorge Celaya as the reporting individual and records multiple prior sales in the past three months, including 11,303 shares on 05/26/2026 and 7,914 shares on 03/09/2026.

The transaction method is listed as Cash and the sale is through the issuer's plan via Morgan Stanley Smith Barney LLC. The filing lists dollar proceeds for prior transactions (for example, $398,359.54 on 05/26/2026).

Insights

Securities Compliance Analyst

Form 144 discloses a proposed sale by a reporting person after option exercise.

The filing registers 9,951 shares for sale following a stock option exercise on 06/01/2026, with settlement described as Cash. It identifies the broker-dealer Morgan Stanley Smith Barney LLC as the transaction agent.

Prior sale entries in the excerpt show multiple dispositions in March–May 2026; aggregate proceeds for individual trades are listed. Subsequent filings will report completed sale details.

Key Figures

Registered for resale: 9,951 shares Prior sale (largest shown): 11,303 shares Prior sale: 7,914 shares +2 more

5 metrics

Registered for resale 9,951 shares stock option exercise on 06/01/2026

Prior sale (largest shown) 11,303 shares sold 05/26/2026 for $398,359.54

Prior sale 7,914 shares sold 03/09/2026 for $254,039.40

Prior sale 6,098 shares sold 05/28/2026 for $221,945.27

Broker-dealer Morgan Stanley Smith Barney LLC listed as transaction agent

Key Terms

Form 144, Stock Option Exercise, Issuer, Cash settlement

4 terms

Form 144 regulatory

"Registers proposed sale of shares following option exercise"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Securities To Be Sold | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Issuer regulatory

"Securities To Be Sold | Stock Option Exercise | Issuer"

Cash settlement market

"Securities To Be Sold ... Cash"

Cash settlement is a process where, instead of exchanging physical assets like stocks or commodities, the parties involved settle the difference in value with money after a contract ends. For investors, it simplifies transactions by avoiding the need to handle or deliver the actual asset, making it quicker and more convenient to complete trades. This method ensures a straightforward way to settle agreements based on their final value.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9951	366124.19	31181231	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Stock Option Exercise	Issuer			9951	06/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JORGE CELAYA 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	05/28/2026	6098	221945.27
JORGE CELAYA 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	05/27/2026	5320	191847.55
JORGE CELAYA 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	05/26/2026	11303	398359.54
Jorge Celaya 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	03/10/2026	213	7037.52
Jorge Celaya 6931 Arlington Road Suite 460 Bethesda MD 20814	Common	03/09/2026	7914	254039.40

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LQDT Form 144 filed by Jorge Celaya report?

It reports a proposed sale of 9,951 shares following a stock option exercise on 06/01/2026. The filing lists the sale method as Cash through Morgan Stanley Smith Barney LLC and shows multiple prior sales with dollar proceeds in Mar–May 2026.

How many shares and proceeds are shown for the largest prior sale in the excerpt?

The excerpt shows 11,303 shares sold on 05/26/2026 for $398,359.54. Other listed transactions include 7,914 shares on 03/09/2026 for $254,039.40 and 6,098 shares on 05/28/2026 for $221,945.27.

Who is the broker-dealer handling the transaction in the LQDT Form 144?

Morgan Stanley Smith Barney LLC is named as the broker-dealer. The filing lists an address at 1 New York Plaza and identifies NASDAQ as the exchange associated with the securities listed in the excerpt.

Does the Form 144 excerpt confirm the sales were completed?

The filing registers a proposed sale of 9,951 shares on 06/01/2026 after option exercise; completion is not confirmed here. Form 144 notifies the market of intended sale; subsequent reports typically show execution details.