STOCK TITAN

Liquidity Services (LQDT) CHRO exercises options and sells 6,176 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Liquidity Services Inc. Chief Human Resources Officer Murray Novelette exercised stock options and sold shares of common stock. On May 22, 2026, he exercised options covering 18,831 shares, with a portion of the resulting shares withheld by the company to cover option costs and taxes as described in the footnotes. He sold 6,176 shares in open-market transactions at $34.16 per share and held 35,769 common shares directly after the transactions. Novelette also continues to hold stock options and restricted stock units tied to Liquidity Services’ achievement of specified financial milestones, with expirations between 2027 and 2035, providing additional future equity exposure.

Positive

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Negative

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Insider Murray Novelette
Role Chief Human Resources Officer
Sold 6,176 shs ($211K)
Type Security Shares Price Value
Exercise Stock Option Grant 334 $0.00 --
Exercise Stock Option Grant 2,476 $0.00 --
Exercise Stock Option Grant 6,693 $0.00 --
Exercise Stock Option Grant 6,928 $0.00 --
Exercise Stock Option Grant 2,400 $0.00 --
Exercise Common Stock 580 $22.20 $13K
Sale Common Stock 580 $34.16 $20K
Exercise Common Stock 2,640 $14.00 $37K
Sale Common Stock 2,640 $34.16 $90K
Exercise Common Stock 2,285 $17.31 $40K
Sale Common Stock 2,285 $34.16 $78K
Exercise Common Stock 82 $21.62 $2K
Sale Common Stock 82 $34.16 $3K
Exercise Common Stock 589 $21.62 $13K
Sale Common Stock 589 $34.16 $20K
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Restricted Stock Unit Grant -- -- --
holding Stock Option Grant -- -- --
holding Stock Option Grant -- -- --
holding Stock Option Grant -- -- --
holding Stock Option Grant -- -- --
holding Stock Option Grant -- -- --
Holdings After Transaction: Stock Option Grant — 6,745 shares (Direct); Common Stock — 36,349 shares (Direct); Restricted Stock Unit Grant — 2,589 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. The reporting person exercised 2,476 stock options; 1,896 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 580 shares were acquired by the reporting person. The reporting person exercised 6,693 stock options; 4,053 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,640 shares were acquired by the reporting person. The reporting person exercised 6,928 stock options; 4,643 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,285 shares were acquired by the reporting person. The reporting person exercised 334 stock options; 252 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 82 shares were acquired by the reporting person. The reporting person exercised 2,400 stock options; 1,811 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 589 shares were acquired by the reporting person.
Shares sold 6,176 shares Common stock sold at $34.16 per share on May 22, 2026
Sale price $34.16/share Price for open-market common stock sales on May 22, 2026
Options exercised 18,831 shares Total shares underlying options exercised in the reported transactions
Post-transaction holdings 35,769 shares Direct common stock held after transactions
Option strike price $21.62/share One series of exercised stock options on common stock
Option strike price $17.31/share One series of exercised stock options on common stock
RSU grant size 10,550 units Restricted stock unit grant economically equivalent to common shares
Option expiration range 2027–2035 Expiration dates for remaining options and RSUs
Restricted Stock Unit Grant financial
"security_title: "Restricted Stock Unit Grant" with underlying common stock"
Stock Option Grant financial
"security_title: "Stock Option Grant" with specified exercise prices and expirations"
open-market sale financial
"transaction_action: "open-market sale" for common stock transactions"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
economic equivalent financial
"Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock."
financial milestones financial
"will vest, if at all, based on the Issuer's achievement of certain financial milestones."
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FAQ

What insider transactions did Liquidity Services (LQDT) report for Murray Novelette?

Murray Novelette exercised stock options covering 18,831 shares and sold 6,176 shares of Liquidity Services common stock. The sales occurred in open-market transactions at $34.16 per share, with part of the exercised shares withheld to cover option costs and taxes.

How many Liquidity Services (LQDT) shares did Murray Novelette sell and at what price?

He sold 6,176 shares of Liquidity Services common stock in open-market transactions at $34.16 per share. These sales followed option exercises, with the filing showing multiple sale entries at the same price on May 22, 2026.

How many Liquidity Services (LQDT) shares does Murray Novelette hold after the Form 4 transactions?

After the reported transactions, Murray Novelette directly holds 35,769 shares of Liquidity Services common stock. This figure reflects his position following the exercise of stock options and the sale of 6,176 shares on May 22, 2026.

What stock options did Murray Novelette exercise in the Liquidity Services (LQDT) filing?

He exercised stock options covering a total of 18,831 shares of Liquidity Services common stock. The exercised options carried strike prices including $21.62, $17.31, $14.00 and $22.20 per share, according to the transaction and footnote details.

How were taxes and option costs handled in Murray Novelette’s Liquidity Services (LQDT) option exercises?

For each option exercise, the issuer withheld a portion of the resulting shares to pay option costs and taxes. The remaining shares from each exercise, such as 580, 2,640, 2,285 and 82 shares, were acquired by Murray Novelette, as detailed in the footnotes.

What unexercised equity awards does Murray Novelette still hold in Liquidity Services (LQDT)?

He retains stock options and restricted stock units linked to Liquidity Services common stock, with expirations between 2027 and 2035. These include option grants with exercise prices such as $23.50, $17.31, $14.00 and $22.20, plus several restricted stock unit awards.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Murray Novelette

(Last)(First)(Middle)
6931 ARLINGTON ROAD SUITE 460

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LIQUIDITY SERVICES INC [ LQDT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resources Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/22/2026M(13)580A$22.236,349D
Common Stock05/22/2026S580D$34.1635,769D
Common Stock05/22/2026M(14)2,640A$1438,409D
Common Stock05/22/2026S2,640D$34.1635,769D
Common Stock05/22/2026M(15)2,285A$17.3138,054D
Common Stock05/22/2026S2,285D$34.1635,769D
Common Stock05/22/2026M(16)82A$21.6235,851D
Common Stock05/22/2026S82D$34.1635,769D
Common Stock05/22/2026M(17)589A$21.6236,358D
Common Stock05/22/2026S589D$34.1635,769D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit Grant(1) (9)01/01/2027Common Stock2,5892,589D
Restricted Stock Unit Grant(1) (10)01/01/2028Common Stock5,3555,355D
Restricted Stock Unit Grant(1) (8)01/01/2029Common Stock7,1257,125D
Restricted Stock Unit Grant(1) (12)01/01/2030Common Stock10,55010,550D
Restricted Stock Unit Grant(1) (2)01/01/2027Common Stock2,1422,142D
Restricted Stock Unit Grant(1) (2)01/01/2029Common Stock4,7504,750D
Restricted Stock Unit Grant(1) (2)01/01/2030Common Stock10,55010,550D
Stock Option Grant$22.2 (4)12/07/2031Common Stock3,2693,269D
Stock Option Grant$14 (5)12/23/2032Common Stock4,3334,333D
Stock Option Grant$17.31 (6)12/22/2033Common Stock6,2486,248D
Stock Option Grant$21.6205/22/2026M334 (7)10/30/2034Common Stock7,079$06,745D
Stock Option Grant$23.5 (11)10/29/2035Common Stock10,15010,150D
Stock Option Grant$22.205/22/2026M2,476 (3)12/07/2031Common Stock2,476$00D
Stock Option Grant$1405/22/2026M6,693 (3)12/23/2032Common Stock6,693$00D
Stock Option Grant$17.3105/22/2026M6,928 (3)12/22/2033Common Stock8,660$01,732D
Stock Option Grant$21.6205/22/2026M2,400 (3)10/30/2034Common Stock8,000$05,600D
Stock Option Grant$23.5 (3)10/29/2035Common Stock10,15010,150D
Explanation of Responses:
1. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
2. These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
3. These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
4. 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
5. 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
6. 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
7. 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.
8. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
9. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
10. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
11. 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
12. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
13. The reporting person exercised 2,476 stock options; 1,896 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 580 shares were acquired by the reporting person.
14. The reporting person exercised 6,693 stock options; 4,053 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,640 shares were acquired by the reporting person.
15. The reporting person exercised 6,928 stock options; 4,643 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,285 shares were acquired by the reporting person.
16. The reporting person exercised 334 stock options; 252 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 82 shares were acquired by the reporting person.
17. The reporting person exercised 2,400 stock options; 1,811 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 589 shares were acquired by the reporting person.
/s/ Mark A. Shaffer, by power of attorney05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)