STOCK TITAN

CRO change and trading suspension detailed by Lufax Holding (NYSE: LU)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

Lufax Holding Ltd furnished a Form 6-K that primarily forwards two exhibits to investors. One is a press release announcing a change in the company’s Chief Risk Officer, signaling a leadership shift in its risk management function. The other is an announcement filed with The Stock Exchange of Hong Kong Limited that provides a quarterly update on resumption progress, outlines third quarter 2025 operational highlights, notes the Chief Risk Officer change, and states that trading remains suspended.

Positive

  • None.

Negative

  • None.

Insights

Lufax reports a CRO change and ongoing trading suspension via exhibits.

Lufax Holding Ltd uses this Form 6-K to pass through a press release and a Hong Kong Stock Exchange announcement rather than provide detailed narrative itself. The materials reference a change in the Chief Risk Officer, which touches the company’s oversight of credit, market, and operational risks, an important function for a financial platform.

The Hong Kong announcement also covers a quarterly update of resumption progress and states that trading remains suspended. That indicates the company’s listing status in Hong Kong is still not fully normalized, and resumption efforts are ongoing. Without the underlying exhibits, specifics on operational performance or resumption milestones are not available here.

From an investor perspective, the combination of a risk leadership change and continued trading suspension highlights governance and listing-status themes. Subsequent detailed disclosures in the referenced exhibits or later reports would be needed to understand any financial or strategic impact beyond these high-level topics.

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of October 2025

Commission File Number 001-39654

 

 

Lufax Holding Ltd

(Registrant’s name)

 

 

Building No. 6

Lane 2777, Jinxiu East Road

Pudong New District, Shanghai

People’s Republic of China

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form 40-F ☐

 

 
 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    Lufax Holding Ltd
    By:  

/s/ Tongzhuan Xi

    Name:   Tongzhuan Xi
    Title:   Chief Financial Officer
Date: October 24, 2025    


Exhibit Index

Exhibit 99.1—Press Release—Lufax Announces Change in Chief Risk Officer

Exhibit 99.2—Announcement with The Stock Exchange of Hong Kong Limited—(1) Quarterly Update of Resumption Progress; (2) Third Quarter 2025 Operational Highlights; (3) Change in Chief Risk Officer; and (4) Continued Suspension of Trading

FAQ

What did Lufax Holding Ltd (LU) file in this Form 6-K?

Lufax Holding Ltd filed a Form 6-K that forwards two exhibits: a press release about a change in its Chief Risk Officer and a Hong Kong Stock Exchange announcement addressing several related topics.

What leadership change is mentioned for Lufax Holding Ltd (LU)?

The content states that Lufax announced a change in its Chief Risk Officer, indicating a transition in the executive responsible for overseeing the company’s risk management function.

What topics are covered in Lufax (LU)’s Hong Kong Stock Exchange announcement?

The announcement filed with The Stock Exchange of Hong Kong Limited covers a quarterly update of resumption progress, third quarter 2025 operational highlights, the change in Chief Risk Officer, and the continued suspension of trading.

What does the filing say about Lufax (LU) trading status in Hong Kong?

The exhibit description notes a continued suspension of trading on The Stock Exchange of Hong Kong Limited, indicating that trading in Lufax’s securities there has not yet resumed.

Does this Form 6-K from Lufax (LU) include third quarter 2025 financial results?

The text references “third quarter 2025 operational highlights” in the Hong Kong announcement, but the specific financial or operational figures are contained in the exhibit rather than in the body of this Form 6-K excerpt.

Where is Lufax Holding Ltd’s principal executive office located?

Lufax Holding Ltd’s principal executive office is listed as Building No. 6, Lane 2777, Jinxiu East Road, Pudong New District, Shanghai, People’s Republic of China.
Lufax Holding Ltd

NYSE:LU

LU Rankings

LU Latest News

LU Latest SEC Filings

LU Stock Data

2.31B
850.19M
1.9%
12.38%
1.21%
Credit Services
Financial Services
Link
China
Shanghai