Lufax director files initial ownership report

Lufax Holding Ltd director Yip Dicky Peter has filed an initial statement of beneficial ownership of securities.

Accepted by SEC EDGAR 03/18/2026 - 09:12 AM EDT

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Form Type

Rhea-AI Filing Summary

Lufax Holding Ltd director Yip Dicky Peter has filed an initial statement of beneficial ownership of securities. This Form 3 filing establishes his status as a reporting insider of the company but does not report any share purchases, sales, or other transactions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lufax (LU) Form 3 filing for Yip Dicky Peter show?

The Form 3 shows that Yip Dicky Peter is a director and now a reporting insider of Lufax Holding Ltd. It is an initial ownership statement and does not list any stock purchases, sales, or derivative transactions.

Does the Lufax (LU) Form 3 report any stock transactions?

No, the Form 3 does not report any stock transactions. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax withholdings, indicating only insider status disclosure without trading activity.

Who is the reporting person in the Lufax (LU) Form 3?

The reporting person is Yip Dicky Peter, identified as a director of Lufax Holding Ltd. The filing confirms his role as an insider who must report future transactions in the company’s securities under applicable SEC rules.

Are there any derivative securities reported in the Lufax (LU) Form 3?

No derivative securities are reported in this Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions, so only the insider status is recorded without option or warrant positions.

What is the overall transaction direction in this Lufax (LU) Form 3?

There is no overall transaction direction because no trades occurred. The transaction summary lists zero buy and sell shares, and the net buy/sell direction is labeled neutral, reflecting a purely administrative ownership filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yip Dicky Peter

(Last)

(First)

(Middle)

23RD FLOOR, TWO INTERNATIONAL FINANCE

CENTRE, 8 FINANCE STREET, CENTRAL

(Street)

HONG KONG

00000

(City)

(State)

(Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

No securities are beneficially owned.

	/s/ Dicky Peter Yip	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR