Lufax (LU) director Guo Shibang submits Form 3 with no transactions

Rhea-AI Filing Summary

Lufax Holding Ltd director Guo Shibang has filed an initial ownership report on Form 3. The filing lists him as a director of Lufax but shows no reported transactions or holdings, with all buy, sell, acquire, dispose, and derivative transaction counts recorded as zero.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Guo Shibang

(Last) (First) (Middle)

PING AN FINANCIAL CENTER,

5033 YITIAN ROAD, FUTIAN DISTRICT

(Street)

SHENZHEN F4 518047

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Shibang Guo	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Lufax (LU) Form 3 filed for Guo Shibang show?

The Form 3 for Lufax (LU) shows director Guo Shibang as a reporting person but reports no transactions or holdings, with all buy, sell, acquire, dispose, and derivative counts recorded as zero.

Does the Lufax (LU) Form 3 for Guo Shibang report any share purchases or sales?

No. The Form 3 for Lufax (LU) lists zero buy, sell, acquire, dispose, and derivative transactions for director Guo Shibang, indicating no reported share purchases or sales in this filing.

Is Guo Shibang identified as a director of Lufax (LU) in this Form 3?

Yes. The filing identifies Guo Shibang as a director of Lufax Holding Ltd (LU), with the director flag marked but no officer or ten-percent owner roles indicated in the data.

Are there any derivative securities reported for Guo Shibang in Lufax (LU)'s Form 3?

No. The Form 3 data for Lufax (LU) shows an empty derivative summary and a derivativeTransactionCount of zero, indicating no reported derivative securities for director Guo Shibang in this filing.

Does the Lufax (LU) Form 3 for Guo Shibang include any footnote details?

The Form 3 for Lufax (LU) includes a footnotes field, but it is null in the provided data, so there are no additional explanatory ownership or transaction details shown for director Guo Shibang.