Lufax Holding Co‑CEO files initial ownership form

Lufax Holding Ltd filed an initial insider ownership report for Ji Xiang (XJ), who serves as Co‑Chief Executive Officer.

Accepted by SEC EDGAR 03/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd filed an initial insider ownership report for Ji Xiang (XJ), who serves as Co‑Chief Executive Officer. This Form 3 identifies Ji Xiang as an officer of the company but shows no reported share purchases, sales, gifts, or other transactions in the summarized data.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lufax Holding (LU) Form 3 filing for Ji Xiang show?

The Form 3 identifies Ji Xiang (XJ) as Co‑Chief Executive Officer of Lufax Holding Ltd. The summarized data shows no reported purchases, sales, exercises, gifts, or other insider transactions, indicating this filing is primarily an initial ownership and role disclosure for regulatory purposes.

Did Lufax Holding (LU) Co‑CEO Ji Xiang buy or sell shares in this Form 3?

No, the summarized Form 3 data for Ji Xiang shows zero buy and zero sell transactions. All transaction-related counts, including exercises, gifts, tax withholding, and restructuring events, are listed as zero, indicating no reportable trading activity in this filing.

What insider role does Ji Xiang have at Lufax Holding (LU)?

Ji Xiang (XJ) is reported as an officer of Lufax Holding Ltd with the title of Co‑Chief Executive Officer. The Form 3 confirms this leadership position as part of the initial beneficial ownership disclosure required for certain senior insiders under U.S. securities regulations.

Does the Lufax (LU) Form 3 for Ji Xiang include derivative securities information?

The derivative summary in this Form 3 is empty, and derivativeTransactionCount is zero. This indicates there are no reported options, warrants, or other derivative transactions or positions for Ji Xiang disclosed in the summarized data of this filing at this time.

How much insider trading activity is summarized for Lufax (LU) Co‑CEO Ji Xiang?

The transaction summary shows netBuySellShares of 0 and netBuySellDirection marked as neutral. All categories, including buys, sells, exercises, gifts, and tax withholdings, have zero counts and shares, indicating no insider trading activity is captured in this particular Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Ji Xiang (XJ)

(Last) (First) (Middle)

TOWER A, SHANGHAI PING AN BUILDING,

NO. 206 KAIBIN ROAD, XUHUI DISTRICT

(Street)

SHANGHAI F4 200032

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Xiang Ji	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.