Lufax CRO Cheng Jianbo files Form 3

Lufax Holding Ltd filed an initial insider ownership statement for Cheng Jianbo, who serves as Chief Risk Officer.

Accepted by SEC EDGAR 03/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd filed an initial insider ownership statement for Cheng Jianbo, who serves as Chief Risk Officer. This Form 3 identifies him as an officer subject to insider reporting rules. The filing does not report any buy, sell, or derivative transactions and shows no current holding entries.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lufax (LU) Form 3 filing for Cheng Jianbo show?

The Form 3 identifies Cheng Jianbo as Chief Risk Officer of Lufax Holding Ltd and a reporting insider. It reports no purchases, sales, derivative exercises, gifts, tax withholdings, or other transactions, and shows no holding entries at this time.

Did Cheng Jianbo buy or sell any Lufax (LU) shares in this Form 3?

No, this Form 3 reports no purchases or sales of Lufax shares by Cheng Jianbo. The transaction summary lists zero buy, sell, acquire, dispose, gift, tax-withholding, or restructuring transactions, and net buy-sell direction is recorded as neutral.

What insider role does Cheng Jianbo have at Lufax Holding Ltd (LU)?

Cheng Jianbo is reported as an officer of Lufax Holding Ltd, with the title Chief Risk Officer. He is not listed as a director or ten percent owner in this filing, but is subject to ongoing insider reporting obligations as an officer.

Does the Lufax (LU) Form 3 include any derivative positions for Cheng Jianbo?

No, the Form 3 shows no derivative positions for Cheng Jianbo. The derivative summary is empty, and the transaction summary indicates zero derivative transactions and zero option or similar exercises associated with Lufax securities.

What does a neutral net buy-sell direction mean in the Lufax (LU) Form 3?

A neutral net buy-sell direction means the filing reports no net change in share ownership through transactions. In this Form 3, all transaction counts and share amounts are zero, so there is no buying or selling activity disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Cheng Jianbo

(Last) (First) (Middle)

TOWER A, SHANGHAI PING AN BUILDING,

NO. 206 KAIBIN ROAD, XUHUI DISTRICT

(Street)

SHANGHAI F4 200032

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Jianbo Cheng	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.