Lufax director files Form 3 with no trades

Lufax Holding Ltd director Cai Fangfang filed an initial statement of beneficial ownership on Form 3.

Accepted by SEC EDGAR 03/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd director Cai Fangfang filed an initial statement of beneficial ownership on Form 3. The filing does not report any transactions or derivative positions and shows no buy, sell, acquire, or dispose activity at this time.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Cai Fangfang’s Form 3 filing for Lufax Holding Ltd (LU) show?

The Form 3 filing shows that director Cai Fangfang has filed an initial statement of beneficial ownership for Lufax Holding Ltd. It reports no transactions, no derivative positions, and no buy or sell activity at the time of the filing.

Are there any share purchases or sales reported in Cai Fangfang’s Form 3 for LU?

No, the Form 3 reports no share purchases or sales by Cai Fangfang. The transaction summary lists zero buy, sell, acquire, dispose, gift, tax-withholding, or restructuring events, indicating no trading activity is disclosed in this filing.

Does the Lufax Holding Ltd (LU) Form 3 for Cai Fangfang include derivative securities?

No, the filing shows no derivative securities for Cai Fangfang. The derivative summary is empty and derivativeTransactionCount is zero, meaning no options, warrants, or other derivative positions are reported in this initial ownership statement.

What insider role does Cai Fangfang have at Lufax Holding Ltd (LU) in this Form 3?

In the Form 3, Cai Fangfang is identified as a director of Lufax Holding Ltd. The filing indicates no officer role, no officer title, and that Cai is not classified as a ten percent owner based on the information provided.

Does Cai Fangfang’s Form 3 for LU indicate any net buying or selling direction?

No, the filing indicates a neutral net direction. The transaction summary shows zero buy and sell shares, and netBuySellDirection is listed as neutral, confirming the absence of reported trading activity in this Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Cai Fangfang

(Last) (First) (Middle)

PING AN FINANCIAL CENTER,

5033 YITIAN ROAD, FUTIAN DISTRICT

(Street)

SHENZHEN F4 518047

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Fangfang Cai	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.