Lufax (LU) director Li Peifeng files initial Form 3 ownership report

Rhea-AI Filing Summary

Lufax Holding Ltd filed an initial statement of beneficial ownership for Li Peifeng, who is identified as a director of the company. This Form 3 does not list any buy, sell, or other share transactions and serves to establish the director’s starting ownership disclosure.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Li Peifeng

(Last) (First) (Middle)

PING AN FINANCIAL CENTER,

5033 YITIAN ROAD, FUTIAN DISTRICT

(Street)

SHENZHEN F4 518047

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Peifeng Li	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Li Peifeng Form 3 filing for Lufax Holding Ltd (LU) show?

The Form 3 filing shows that Li Peifeng is a director of Lufax Holding Ltd and is reporting initial beneficial ownership. It does not list any share purchases, sales, or other equity transactions in this filing.

Does the Lufax (LU) Form 3 for Li Peifeng report any stock transactions?

No, the Form 3 for Li Peifeng reports zero buy, sell, acquisition, or disposition transactions. All transaction-related counts are listed as zero, indicating this is purely an initial ownership disclosure filing.

What role does Li Peifeng have at Lufax Holding Ltd (LU) in this Form 3?

In this Form 3, Li Peifeng is identified as a director of Lufax Holding Ltd. The filing confirms director status but does not indicate any officer position or 10% beneficial ownership role for this reporting person.

Why is a Form 3 filed for a Lufax (LU) director like Li Peifeng?

Form 3 is filed to disclose a director’s initial beneficial ownership when they become subject to reporting rules. For Li Peifeng, it records their status as a director of Lufax and establishes a baseline for any future Form 4 or Form 5 updates.

Are there any derivative securities reported for Li Peifeng in the Lufax (LU) Form 3?

No derivative securities are reported for Li Peifeng in this Form 3. The derivative summary section is empty, and derivative transaction counts are zero, indicating no options, warrants, or similar instruments are disclosed here.