Lufax director Yang Rusheng files initial ownership

Lufax Holding Ltd disclosed that Yang Rusheng has become a reportable insider as a director and filed an initial ownership report.

Accepted by SEC EDGAR 03/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd disclosed that Yang Rusheng has become a reportable insider as a director and filed an initial ownership report. This Form 3 does not list any stock transactions or derivative positions, indicating only a change in reporting status rather than recent trading activity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Yang Rusheng’s Form 3 filing mean for Lufax Holding Ltd (LU)?

The Form 3 filing shows that Yang Rusheng is now a reportable insider of Lufax Holding Ltd as a director. It records his status for regulatory purposes but does not itself indicate any recent share purchases or sales.

Did Yang Rusheng buy or sell any Lufax (LU) shares in this Form 3?

No, this Form 3 does not report any share purchases or sales by Yang Rusheng. It serves as an initial statement of insider status, with zero transactions and no derivative positions disclosed in the filing data provided.

What insider role does Yang Rusheng hold at Lufax Holding Ltd (LU)?

According to the filing data, Yang Rusheng is identified as a director of Lufax Holding Ltd. He is not listed as an officer or a ten percent owner, so his insider status is based specifically on his role on the company’s board.

Does this Lufax (LU) Form 3 show any options or derivatives for Yang Rusheng?

No, the derivative summary in this Form 3 is empty, indicating no options, warrants, or other derivative positions are reported for Yang Rusheng. The filing strictly establishes his director status without detailing any derivative holdings.

Is there any indication of pre-planned trading for Yang Rusheng in this Lufax (LU) filing?

No, the filing data does not show any transactions or footnotes describing trading plans for Yang Rusheng. With zero reported buys, sells, or derivative exercises, there is no evidence of a trading plan in this specific Form 3 record.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yang Rusheng

(Last) (First) (Middle)

2609B GOLDEN CENTRAL TOWER,

3037 JINTIAN ROAD, FUTIAN DISTRICT

(Street)

SHENZHEN F4 518000

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Rusheng Yang	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.