Lufax (NYSE: LU) GM Chen Dongqi discloses option and ADS holdings

Rhea-AI Filing Summary

Lufax Holding Ltd executive Chen Dongqi, the company’s General Manager, has filed an initial ownership report showing his equity interests in the business. He holds stock options covering 300,000 ordinary shares with an exercise price of 14.8000 per share, expiring on August 1, 2026. He also owns 6,189 American depositary shares directly, and each ADS represents two ordinary shares of Lufax.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chen Dongqi

(Last) (First) (Middle)

TOWER A, SHANGHAI PING AN BUILDING,

NO. 206 KAIBIN ROAD, XUHUI DISTRICT

(Street)

SHANGHAI 200032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)	6,189	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (right to buy)	04/30/2021	08/01/2026	Ordinary Shares	300,000	$14.8	D

Explanation of Responses:

1. Each American depositary share represents two ordinary shares of the issuer.

	/s/ Dongqi Chen	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Lufax (LU) executive Chen Dongqi report in this Form 3 filing?

Chen Dongqi reports his initial ownership in Lufax, including stock options and American depositary shares. The filing lists his existing equity interests as General Manager, rather than recording new buy or sell transactions in the company’s securities.

How many stock options does Chen Dongqi hold in Lufax (LU)?

Chen Dongqi holds stock options over 300,000 ordinary shares of Lufax. These options have an exercise price of 14.8000 per share and expire on August 1, 2026, giving him potential future ownership if he chooses to exercise them.

What are the American depositary share holdings reported by Chen Dongqi at Lufax (LU)?

He directly holds 6,189 American depositary shares of Lufax. According to the filing, each ADS represents two ordinary shares of the issuer, so these ADS provide economic exposure to the company’s underlying ordinary equity.

Is Chen Dongqi’s Form 3 for Lufax (LU) a record of trades or just existing holdings?

The Form 3 records his existing holdings rather than new trades. It lists stock options over ordinary shares and American depositary shares as of the reporting date, without indicating recent purchases, sales, or other transactional changes in his position.

What is the exercise price and expiry of Chen Dongqi’s Lufax (LU) stock options?

His stock options have an exercise price of 14.8000 per underlying ordinary share. The options expire on August 1, 2026, giving a defined window during which he can convert them into ordinary shares if he decides to exercise.