Innovative Eyewear CEO receives 100,000-share award

The award’s vesting schedule runs from April 2, 2027, through August 19, 2030, with eight equal installments.

Available on EDGAR 11/02/2026 - 04:05 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:05 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Innovative Eyewear Inc CEO Harrison R. Gross acquired a direct award of 100,000 common shares on October 29, 2026. The shares vest in eight equal semi-annual installments of 12,500 on April 2, 2027, August 19, 2027, April 2, 2028, August 19, 2028, April 2, 2029, August 19, 2029, April 2, 2030, and August 19, 2030. His reported direct holdings after the transaction were 135,195 shares.

Insider Trade Summary

Grant/Award: 100,000 shares

Grant/Award 1 txn

Insider Gross Harrison R.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	100,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 135,195 shares (Direct)

Holdings Before and After: Common Stock, 35,195 to 135,195 shares (Direct)

Footnotes (1)

1. F1. The securities reported vest in eight equal semi-annual installments of 12,500 on: 04/02/2027, 08/19/2027, 04/02/2028, 08/19/2028, 04/02/2029, 08/19/2029, 04/02/2030, and 08/19/2030.

Key Figures

Award shares: 100,000 shares Vesting installments: 8 installments Shares per installment: 12,500 shares +1 more

4 metrics

Award shares 100,000 shares Award reported on October 29, 2026

Vesting installments 8 installments Equal semi-annual installments

Shares per installment 12,500 shares Each vesting installment

Direct holdings after transaction 135,195 shares Reported following the transaction

Key Terms

vest, semi-annual installments

2 terms

vest financial

"vest in eight equal semi-annual installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

semi-annual installments financial

"eight equal semi-annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How does Harrison R. Gross’s LUCY share award vest?

The 100,000-share award vests in eight equal semi-annual installments of 12,500 shares on April 2, 2027; August 19, 2027; April 2, 2028; August 19, 2028; April 2, 2029; August 19, 2029; April 2, 2030; and August 19, 2030.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gross Harrison R.

(Last) (First) (Middle)

C/O INNOVATIVE EYEWEAR INC.

11900 BISCAYNE BLVD., SUITE 630

(Street)

MIAMI FLORIDA 33181

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innovative Eyewear Inc [ LUCY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/29/2026		A		100,000(1)	A	$0.00	135,195	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities reported vest in eight equal semi-annual installments of 12,500 on: 04/02/2027, 08/19/2027, 04/02/2028, 08/19/2028, 04/02/2029, 08/19/2029, 04/02/2030, and 08/19/2030.

	/s/ Harrison Gross	11/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)