Innovative Eyewear (LUCY) CEO reports 1,500-share purchase and profit return

Rhea-AI Filing Summary

Innovative Eyewear Inc. Chief Executive Officer and director Harrison R. Gross reported buying 1,500 shares of the company’s common stock on January 8, 2026 at a price of $1.60 per share. After this transaction, he beneficially owned 12,233 common shares in total, held directly. The filing notes that this trade created a short-swing profit under Section 16(b) of the Securities Exchange Act, and Gross voluntarily paid $629.45, the full amount of that profit, back to the company on January 11, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gross Harrison R.

(Last) (First) (Middle)

C/O INNOVATIVE EYEWEAR INC.

11900 BISCAYNE BLVD., SUITE 630

(Street)

MIAMI FL 33181

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Innovative Eyewear Inc [ LUCY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/08/2026(1)		P		1,500	A	$1.6	12,233	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person is aware that the transaction reported herein resulted in a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934 and agreed to voluntarily disgorged $629.45, the full amount of such profit to the issuer, which amount was paid in full on January 11, 2026.

	/s/ Harrison Gross	01/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Innovative Eyewear (LUCY) report in this Form 4?

The filing reports that Chief Executive Officer and director Harrison R. Gross purchased 1,500 shares of Innovative Eyewear Inc. common stock on January 8, 2026 at $1.60 per share.

How many Innovative Eyewear (LUCY) shares does the CEO own after this transaction?

Following the reported purchase, Harrison R. Gross beneficially owned 12,233 shares of Innovative Eyewear Inc. common stock, held in direct ownership.

Who is the reporting person in this Innovative Eyewear (LUCY) Form 4 filing?

The reporting person is Harrison R. Gross, who serves as a director and Chief Executive Officer of Innovative Eyewear Inc.

What does the Form 4 say about short-swing profit in this Innovative Eyewear (LUCY) trade?

The footnote states that the reporting person is aware the transaction resulted in a short-swing profit under Section 16(b) and that he voluntarily paid $629.45, the full amount of that profit, to Innovative Eyewear Inc. on January 11, 2026.

Was the Innovative Eyewear (LUCY) CEO’s trade in common stock a purchase or a sale?

The transaction code is P, indicating a purchase of Innovative Eyewear Inc. common stock by the reporting person.

Is the CEO’s ownership in Innovative Eyewear (LUCY) direct or indirect after this Form 4 transaction?

The Form 4 lists the 12,233 shares as held in direct (D) ownership by Harrison R. Gross, with no indirect ownership nature specified.