Innovative Eyewear (LUCY) CEO buys shares, repays $1,036 profit

Rhea-AI Filing Summary

Innovative Eyewear Inc. insider activity: Chief Executive Officer and director Harrison R. Gross reported buying 1,500 shares of Innovative Eyewear common stock on January 21, 2026 at a price of $1.32 per share. Following this purchase, he directly beneficially owns 13,733 common shares.

The filing notes that this transaction created a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. Gross agreed to voluntarily disgorge $1,036.20, described as the full amount of that profit, to Innovative Eyewear, and this amount was paid in full on January 21, 2026.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gross Harrison R.

(Last) (First) (Middle)

C/O INNOVATIVE EYEWEAR INC.

11900 BISCAYNE BLVD., SUITE 630

(Street)

MIAMI FL 33181

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Innovative Eyewear Inc [ LUCY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/21/2026(1)		P		1,500	A	$1.32	13,733	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person is aware that the transaction reported herein resulted in a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934 and agreed to voluntarily disgorged $1,036.20, the full amount of such profit to the issuer, which amount was paid in full on January 21, 2026.

	/s/ Harrison Gross	01/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Innovative Eyewear (LUCY) report on this Form 4?

The Form 4 reports that Chief Executive Officer and director Harrison R. Gross purchased 1,500 shares of Innovative Eyewear Inc. common stock on January 21, 2026 at a price of $1.32 per share.

How many Innovative Eyewear (LUCY) shares does Harrison Gross own after this transaction?

After the reported purchase, Harrison R. Gross beneficially owns 13,733 shares of Innovative Eyewear Inc. common stock in direct ownership form.

What is Harrison Gross’s role at Innovative Eyewear (LUCY)?

Harrison R. Gross is identified as both a director and an officer of Innovative Eyewear Inc., serving as the company’s Chief Executive Officer.

What does the Form 4 say about a short-swing profit for Innovative Eyewear (LUCY)?

The filing explains that the reported transaction resulted in a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934 and that Harrison R. Gross agreed to voluntarily disgorge the full amount of this profit to the company.

How much short-swing profit did Harrison Gross repay to Innovative Eyewear (LUCY)?

The explanation states that Harrison R. Gross voluntarily disgorged $1,036.20, described as the full amount of the short-swing profit, and that this amount was paid to Innovative Eyewear on January 21, 2026.

Is the Innovative Eyewear (LUCY) insider transaction direct or indirect ownership?

The Form 4 classifies the reported holdings as direct ownership, meaning the 13,733 shares are held directly by Harrison R. Gross rather than through an intermediary entity.