Welcome to our dedicated page for Lucyd SEC filings (Ticker: LUCY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Innovative Eyewear filings document a Nasdaq-listed smart eyewear issuer with common stock under LUCY and warrants under LUCYW. Recent Form 8-K reports cover results of operations, preliminary financial information, operational highlights, executive title and principal financial officer changes, and annual-meeting matters.
The company's regulatory disclosures also record stockholder voting outcomes, director elections, auditor ratification matters, quorum and adjournment mechanics, exhibit filings and Inline XBRL cover-page data. These filings frame the public-company record around governance, capital structure and event-driven disclosures for its smart eyewear business.
Innovative Eyewear Inc. (LUCY) received an updated ownership report showing that Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC together report beneficial ownership of 593,804 shares of common stock issuable upon exercise of a warrant held by Intracoastal. This position represents approximately 9.99% of the common stock, based on 5,350,183 shares outstanding as of November 6, 2025 plus the shares underlying that warrant. Additional warrants held by Intracoastal could increase this to 2,328,217 shares, but “blocker” provisions limit exercises that would push ownership above 9.99% or 4.99%, depending on the warrant. The reporting persons share voting and dispositive power over the 593,804 warrant shares and certify that the securities are not held to change or influence control of the company.
Innovative Eyewear Inc. investor reports an 8.42% ownership stake. Individual shareholder Kelly Joseph Chapman has beneficial ownership of 450,440 shares of the company’s common stock, with sole voting and dispositive power over all of these shares.
The filing is made on a Schedule 13G/A, which is generally used for passive holdings, and includes a certification that the securities were not acquired to change or influence control of Innovative Eyewear Inc.
Innovative Eyewear Inc. received a new large shareholder disclosure from individual investor Kelly Joseph Chapman. As of the event date, Chapman reported beneficial ownership of 343,023 shares of Innovative Eyewear common stock, representing 6.41% of the class. The filing states that Chapman has sole power to vote and dispose of all 343,023 shares, with no shared voting or dispositive power.
The Schedule 13G identifies Chapman as a U.S. individual investor, not part of any group and not acting through subsidiaries. Chapman certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of Innovative Eyewear, and are not held in connection with any control-related transaction other than activities solely in connection with a nomination under the specified proxy rule.
Innovative Eyewear Inc. insider activity: Chief Executive Officer and director Harrison R. Gross reported buying 1,500 shares of Innovative Eyewear common stock on January 21, 2026 at a price of $1.32 per share. Following this purchase, he directly beneficially owns 13,733 common shares.
The filing notes that this transaction created a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. Gross agreed to voluntarily disgorge $1,036.20, described as the full amount of that profit, to Innovative Eyewear, and this amount was paid in full on January 21, 2026.
Innovative Eyewear Inc.'s Chief Financial Officer, Oswald Gayle, reported small open-market purchases of company stock and a related repayment of trading profit. On January 13, 2026, he bought 700 shares of common stock at $1.66 per share and another 300 shares at $1.69 per share, increasing his directly held stake to 2,865 shares.
The filing notes that these transactions resulted in a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. Gayle agreed to voluntarily disgorge $489.00, the full amount of that profit, back to Innovative Eyewear, and this amount was paid in full on January 15, 2026.
Innovative Eyewear Inc. Chief Executive Officer and director Harrison R. Gross reported buying 1,500 shares of the company’s common stock on January 8, 2026 at a price of $1.60 per share. After this transaction, he beneficially owned 12,233 common shares in total, held directly. The filing notes that this trade created a short-swing profit under Section 16(b) of the Securities Exchange Act, and Gross voluntarily paid $629.45, the full amount of that profit, back to the company on January 11, 2026.
Innovative Eyewear Inc. reported an insider share purchase by its Chief AI & Growth Officer, Konrad Dabrowski. On 01/08/2026, he bought 1,300 shares of the company’s common stock at a price of $1.58 per share, increasing his direct beneficial ownership to 12,804 shares.
The accompanying note states that this transaction resulted in a short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. Dabrowski agreed to voluntarily disgorge $551.35, described as the full amount of that profit, to the issuer, and this amount was paid in full on January 12, 2026.
Innovative Eyewear Inc. major shareholders Vladimir and Angelica Galkin have fully exited their position. In this Amendment No. 10 to Schedule 13D, they report selling 647,505 shares of common stock, which represented approximately 12.1% of Innovative Eyewear’s outstanding shares, through open market transactions completed effective January 7, 2026.
After these sales, each of the reporting persons beneficially owns 0 shares, or about 0.0% of the company’s common stock, based on 5,350,183 shares outstanding as of November 6, 2025. They state that they no longer believe Innovative Eyewear represents an attractive investment given its business prospects and strategy, and they report no additional plans regarding corporate actions.
Innovative Eyewear Inc. 10% owner Vladimir Galkin reported recent trades in the company’s common stock. On January 2, 2026, he reported purchasing 4,000 shares of common stock at a volume‑weighted average price of $1.02 per share, bringing reported beneficial ownership to 643,505 shares.
On January 7, 2026, he reported an additional transaction of 643,505 shares at a volume‑weighted average price of $1.79 per share, after which the table shows 0 shares beneficially owned. The filing notes that these shares are held jointly by Vladimir and Angelica Galkin as husband and wife, and that prices are volume‑weighted averages that include commissions.
Innovative Eyewear, Inc. filed a current report to disclose that it issued a press release with preliminary financial results and operational highlights for its 2025 fiscal year. The company states that the press release, dated January 7, 2026, is included as Exhibit 99.1 to this report and is furnished under Items 2.02 and 7.01 of the Exchange Act.
The company clarifies that this information is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and will only be incorporated into other securities filings if specifically referenced.