Lumen Technologies controller has 2,538 shares withheld

Lumen's Chief Acctg. Off. & Controller directly held 164,019 common shares after the tax withholding.

Rhea-AI Filing Summary

Lumen Technologies, Inc.'s Chief Acctg. Off. & Controller, Donald Leroy Holt, had 2,538 common shares withheld on September 23, 2026, to cover taxes due upon vesting of equity awards. The transaction was reported at $6.13 per share; Holt's direct common-stock holdings afterward were 164,019 shares.

Insider Trade Summary

Tax Withholding: 2,538 shares

Tax Withholding 1 txn

Insider Holt Donald Leroy

Role Chief Acctg. Off. & Controller

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	2,538	$6.13	$16K

Holdings After Transaction: Common Stock — 164,019 shares (Direct)

Footnotes (1)

1. F1. Shares withheld to cover the taxes due upon the vesting of equity awards.

Key Figures

Common shares withheld: 2,538 shares Transaction price: $6.13 per share Direct common shares held afterward: 164,019 shares

3 metrics

Common shares withheld 2,538 shares September 23, 2026; to cover taxes due upon vesting of equity awards

Transaction price $6.13 per share September 23, 2026

Direct common shares held afterward 164,019 shares Donald Leroy Holt's reported position after the transaction

Key Terms

tax liability, vesting of equity awards, Rule 10b5-1 plan

3 terms

tax liability financial

"taxes due upon the vesting of equity awards"

vesting of equity awards financial

"upon the vesting of equity awards"

Rule 10b5-1 plan financial

"No Rule 10b5-1 plan is reported"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LUMN shares did Donald Leroy Holt have withheld for taxes?

Donald Leroy Holt, Lumen Technologies' Chief Acctg. Off. & Controller, had 2,538 common shares withheld on September 23, 2026, to cover taxes due upon vesting of equity awards. The transaction price was $6.13 per share, and his direct holdings afterward were 164,019 shares.

Was the LUMN share withholding made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/24/2026 - 04:32 PM Accepted by SEC EDGAR 09/24/2026 - 04:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Holt Donald Leroy

(Last) (First) (Middle)

100 CENTURYLINK DR

(Street)

MONROE LOUISIANA 71203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Acctg. Off. & Controller

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/23/2026		F(1)		2,538	D	$6.13	164,019	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to cover the taxes due upon the vesting of equity awards.

Remarks:

	/s/ Cory Smith, as Attorney-in-Fact for Donald Leroy Holt	09/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)